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Clinical Atlas Prestige · Evidence-first

Psych MEQs / SAQsConsultation-liaison — capacity and consent

Psych MEQs / SAQs · Consultation-liaison — capacity and consent

Capacity assessment for surgical refusal after psychosis (MEQ)

FRANZCP-style MEQ on decision-specific capacity, four abilities, assessment method, MHA vs capacity interface, and emergency/substitute pathways for surgical refusal in psychosis.

20 marks20 min
On this page & tools

Target exams

FRANZCPMRCPsychABPNMD-DNB

Target exams

FRANZCPMRCPsychABPNMD-DNB
Prompt
You are the C-L psychiatry registrar. A 46-year-old man with first-episode psychosis is medically admitted with acute appendicitis. Surgeons recommend laparoscopic appendicectomy today. He understands he has abdominal pain and can recite infection risk if untreated, but he believes the appendix is a tracking device implanted by intelligence services and refuses surgery. He is not currently under a mental health order. (i) Define decision-making capacity and list the four functional abilities. (ii) Structure your bedside assessment including supports and documentation. (iii) Explain how mental health law principles differ from capacity/consent pathways for general medical treatment (no invented section numbers). (iv) Outline management options if capacity is absent versus present. (v) Name two key evidence anchors (e.g. tools or landmark papers) relevant to capacity assessment. (20 marks)

Model answer

Reveal model answer

(i) Definition and abilities. Decision-making capacity is a decision- and time-specific clinical judgment about whether a person can make this treatment choice now — not a global status derived from diagnosis. The four functional abilities (Appelbaum/Grisso) are: understand relevant information; appreciate the situation and consequences as applied to oneself; reason (use or weigh) options; and communicate a choice. Statute language in some jurisdictions maps to understand, retain, use or weigh, and communicate. Legal competence may refer to formal court/tribunal determinations; clinicians assess capacity at the bedside.[1][2][4]

(ii) Assessment structure. Define the decision (appendicectomy now). Optimise setting (quiet, interpreter if needed, minimise sedation). Disclose material information: nature of appendicitis, proposed surgery, benefits, material risks, alternatives including antibiotics-only/no treatment and likely consequences. Probe each ability with teach-back; explore whether the tracking-device belief blocks appreciation despite intact factual recitation. Offer supports; consider whether antipsychotic treatment and time could restore capacity if delay is surgically acceptable. Document information given, ability-by-ability findings (with quotes), conclusion, and review time. MacCAT-T concepts can structure the interview without treating a score as a legal verdict.[2][3][5]

(iii) Mental health vs capacity pathways. Mental health legislation typically authorises compulsory psychiatric assessment/treatment when statutory mental disorder and risk (or equivalent) criteria are met, with least-restrictive principles — criteria and processes are jurisdiction-specific (do not invent section numbers). Capacity/consent and guardianship frameworks govern general medical decisions when the person lacks capacity. Detention for psychiatric care does not automatically authorise surgery. Both pathways may be relevant in one admission for different decisions.[2][4]

(iv) Management branches. If capacity present: respect informed consent or informed refusal; document carefully; senior medical/surgical discussion of residual risk. If capacity absent: if life/limb-threatening and cannot wait, emergency treatment under necessity/statutory emergency provisions with documentation; if delay is safe, treat psychosis and reassess; if decision needed and capacity remains absent, use lawful substitute decision-maker or best-interests process under local law, incorporating past wishes and least restrictive option. Consider whether mental health pathways are separately indicated for psychiatric treatment.[2][4]

(v) Evidence anchors. Appelbaum and Grisso abilities framework and Appelbaum 2007 NEJM clinical practice review; MacCAT-T (Grisso et al.); Owen et al. on diagnosis/insight and capacity in psychiatric inpatients; Buchanan on capacity, legal competence, and consent.[1][2][3][5]

Common errors

Equating psychosis with automatic incapacity; calling the refusal "unwise" without testing appreciation; inventing mental health section numbers; assuming an MHA order covers appendicectomy; failing to document the specific decision and time; skipping disclosure before judging understanding.[2][4][5]

References

  1. [1]Appelbaum PS, Grisso T Assessing patients' capacities to consent to treatment N Engl J Med, 1988.PMID 3200278
  2. [2]Appelbaum PS Clinical practice. Assessment of patients' competence to consent to treatment N Engl J Med, 2007.PMID 17978292
  3. [3]Grisso T, Appelbaum PS, Hill-Fotouhi C The MacCAT-T: a clinical tool to assess patients' capacities to make treatment decisions Psychiatr Serv, 1997.PMID 9355168
  4. [4]Buchanan A Mental capacity, legal competence and consent to treatment J R Soc Med, 2004.PMID 15340019
  5. [5]Owen GS, David AS, Richardson G, et al. Mental capacity, diagnosis and insight in psychiatric in-patients: a cross-sectional study Psychol Med, 2009.PMID 18940026