Psych MEQs / SAQs · Professional — complaint management and regulation
Complaint management and professional regulation (MEQ)
FRANZCP-style MEQ on complaint vs claim vs regulation, open disclosure after suicide, second-victim support, recurrent complaint risk, and landmark evidence.
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Model answer
Reveal model answer
(i) Distinctions. A complaint is an expression of dissatisfaction about care (clinical, management, and/or relationship domains). A civil claim seeks legal remedy/compensation and uses different thresholds and processes. A fitness-to-practise / regulatory process concerns whether a practitioner can practise safely and ethically (public protection). None automatically equals proven negligence; Studdert-type claims research shows imperfect overlap of claims, errors, and compensation. Do not invent statute numbers.[3][5]
(ii) Family complaint — immediate actions. Ensure compassionate contact and care continuity for the family; preserve all records (never alter); notify clinical governance and medical defence/indemnity early; plan open disclosure: timely, empathic, factual account of what is known, acknowledge suffering, avoid speculation, offer follow-up meeting and investigation timeline. Code issues across clinical assessment/risk, management/system factors, and relationship/communication. Family motives often include explanation, accountability, apology, and prevention (Vincent framework).[3][4][5]
(iii) Registrar as second victim. Complaints procedures associate with substantial psychological morbidity and defensive practice (Bourne). Second-victim literature describes shame, guilt, anxiety, and sleep disturbance after adverse events. Assess suicide risk (ideation, plan, intent, means), mood, substance use, and fitness for remaining duties. Support: confidential GP/doctor-health pathway, peer support, supervisor ownership of system issues, temporary duty adjustment if concentration unsafe; crisis care if high risk. Do not shame or leave them isolated.[2][6]
(iv) Recurrent complaints. Bismark et al.: minority of doctors account for disproportionate recurrent formal complaints; prior complaints predict future risk. PRONE concepts use administrative predictors to identify high risk. Response: structured review of complaint themes (especially relationship domain), communication skills remediation, supervision, possible health assessment, fair monitoring, and service-level patterns—not waiting for a career-ending event. Distinguish one-off system failures from practitioner pattern.[1][7][5]
(v) Literature anchors. Bismark recurrent complaints; Spittal PRONE; Bourne UK impact survey; Reader complaint taxonomy; Vincent why people sue; Gallagher disclosure attitudes; Seys second-victim systematic review.[1][2][3][4][5][6][7]
Common errors
Calling every complaint proven negligence; inventing AHPRA/GMC section numbers; altering notes; contacting the family to pressure withdrawal; ignoring registrar suicide risk; treating recurrent complaints as random bad luck; offering only a resilience workshop with no system review; failing to separate clinical, management, and relationship domains.[1][2][5]
References
- [1]Bismark MM, Spittal MJ, Gurrin LC, Ward M, Studdert DM Identification of doctors at risk of recurrent complaints: a national study of healthcare complaints in Australia BMJ Qual Saf, 2013.PMID 23576774
- [2]Bourne T, Wynants L, Peters M, et al. The impact of complaints procedures on the welfare, health and clinical practise of 7926 doctors in the UK: a cross-sectional survey BMJ Open, 2015.PMID 25592686
- [3]Vincent C, Young M, Phillips A Why do people sue doctors? A study of patients and relatives taking legal action Lancet, 1994.PMID 7911925
- [4]Gallagher TH, Waterman AD, Ebers AG, Fraser VJ, Levinson W Patients' and physicians' attitudes regarding the disclosure of medical errors JAMA, 2003.PMID 12597752
- [5]Reader TW, Gillespie A, Roberts J Patient complaints in healthcare systems: a systematic review and coding taxonomy BMJ Qual Saf, 2014.PMID 24876289
- [6]Seys D, Wu AW, Van Gerven E, et al. Health care professionals as second victims after adverse events: a systematic review Eval Health Prof, 2013.PMID 22976126
- [7]Spittal MJ, Bismark MM, Studdert DM The PRONE score: an algorithm for predicting doctors' risks of formal patient complaints using routinely collected administrative data BMJ Qual Saf, 2015.PMID 25855664