Preoperative Cardiac Risk Assessment
Comprehensive guide to cardiac risk stratification including RCRI, functional capacity assessment, and preoperative testing for ANZCA Fellowship examination
Clinical board
A visual summary of the highest-yield teaching signals on this page.
Urgent signals
Safety-critical features pulled from the topic metadata.
- Active cardiac conditions requiring evaluation (unstable angina, decompensated heart failure)
- RCRI score ≥3 (high cardiac risk)
- Functional capacity <4 METs with elevated surgical risk
- Revised cardiac risk index >1 with intermediate-high risk surgery
Exam focus
Current exam surfaces linked to this topic.
- ANZCA Final Examination
- ANZCA Final Written
- ANZCA Final Medical Viva
Editorial and exam context
Quick Answer
Exam Essentials - ANZCA Final Examination
Preoperative cardiac risk assessment identifies patients at risk of major adverse cardiac events (MACE) using validated tools and evidence-based strategies. Revised Cardiac Risk Index (RCRI): Six independent predictors of cardiac complications—high-risk surgery, ischaemic heart disease, heart failure, cerebrovascular disease, diabetes on insulin, and renal insufficiency (Cr >175 μmol/L). Risk stratification: RCRI 0-1 (low risk, <1% MACE), RCRI 2 (moderate risk, 1-5% MACE), RCRI ≥3 (high risk, >5% MACE). Functional capacity: Use Duke Activity Status Index (DASI) or metabolic equivalents (METs); ≥4 METs (climb flight of stairs) generally adequate for most surgery. Stepwise approach: (1) Identify active cardiac conditions requiring workup; (2) Determine surgical risk (low <1%, intermediate 1-5%, high >5%); (3) Assess functional capacity; (4) Calculate RCRI; (5) Apply stress testing algorithm if indicated. Evidence-based testing: No routine testing for low-risk surgery regardless of patient risk; stress testing reserved for high-risk surgery with poor functional capacity or multiple RCRI factors. Optimisation: Continue beta-blockers; avoid starting high-dose beta-blockers acutely; consider statin therapy; manage heart failure and arrhythmias. [PMID: 15817509, 18606420, 23429985]
Introduction
Preoperative cardiac risk assessment is a fundamental component of perioperative medicine, enabling anaesthetists to identify patients at risk of major adverse cardiac events (MACE), optimise medical management, and guide perioperative monitoring and resource allocation. Cardiac complications remain the leading cause of perioperative morbidity and mortality in non-cardiac surgery, with myocardial infarction, heart failure, and arrhythmias contributing significantly to prolonged hospitalisation, increased healthcare costs, and reduced long-term survival.
The Australian and New Zealand College of Anaesthetists (ANZCA) Professional Standard PS07 provides guidance on preoperative assessment, emphasising the importance of structured risk stratification and evidence-based decision-making regarding preoperative testing and optimisation. Understanding cardiac risk assessment is essential for ANZCA Fellowship candidates, as it forms the foundation of perioperative patient safety and resource stewardship.
Epidemiology and Significance
Burden of Perioperative Cardiac Complications
Cardiovascular complications represent the most significant cause of morbidity and mortality following non-cardiac surgery.
Incidence of Major Adverse Cardiac Events:
- Perioperative myocardial infarction: 1-5% of high-risk surgical patients [PMID: 24128014]
- Cardiac death: 0.5-2% in unselected surgical populations [PMID: 15817509]
- Heart failure exacerbation: 2-8% in patients with pre-existing cardiac disease [PMID: 23429985]
- Significant arrhythmias: 5-15% in high-risk patients [PMID: 24128014]
Risk Stratification by Surgery Type:
| Surgical Risk Category | Cardiac Risk | Examples |
|---|---|---|
| Low risk | <1% MACE | Superficial procedures, cataract, breast, endoscopy |
| Intermediate risk | 1-5% MACE | Intraperitoneal, intrathoracic, carotid, orthopaedic |
| High risk | >5% MACE | Aortic, major vascular, peripheral vascular |
[PMID: 18606420]
Impact on Outcomes:
- Perioperative myocardial infarction increases 30-day mortality 3-10 fold [PMID: 24128014]
- Cardiac complications prolong hospital stay by 3-7 days on average [PMID: 23429985]
- Patients experiencing MACE have reduced 1-year survival compared to those without events [PMID: 15817509]
Australian and New Zealand Context
Epidemiological Considerations:
- Higher burden of cardiovascular disease in rural and remote populations
- Indigenous populations experience 2-3 times higher rates of cardiac disease [PMID: 29024541]
- Ageing surgical population with increasing prevalence of comorbidities
- Growing complexity of ambulatory surgery requiring rapid risk stratification
Healthcare System Factors:
- Limited access to cardiac testing in remote areas
- Need for efficient assessment to maintain surgical throughput
- Resource allocation based on evidence-based risk stratification
- Telemedicine consultation for preoperative assessment in rural centres
Revised Cardiac Risk Index (RCRI)
Development and Validation
The Revised Cardiac Risk Index (RCRI), developed by Lee et al. in 1999 and subsequently validated in multiple populations, remains the most widely used and validated risk stratification tool for perioperative cardiac complications.
Original Derivation Study:
- Prospective cohort of 4,315 patients ≥50 years undergoing major non-cardiac surgery [PMID: 10522955]
- Identified six independent predictors of major cardiac complications
- Simplified scoring system with excellent discriminative ability (c-statistic 0.81)
- Validated in subsequent studies with consistent performance
RCRI Components and Scoring
| Risk Factor | Definition | Points |
|---|---|---|
| High-risk surgery | Suprainguinal vascular, intraperitoneal, intrathoracic | 1 |
| Ischaemic heart disease | History of MI, positive stress test, angina, nitrate use, ECG with Q waves | 1 |
| Congestive heart failure | History of CHF, pulmonary oedema, paroxysmal nocturnal dyspnoea, S3, CXR showing pulmonary vascular redistribution | 1 |
| Cerebrovascular disease | History of TIA or stroke | 1 |
| Diabetes mellitus | On insulin therapy | 1 |
| Renal dysfunction | Creatinine >175 μmol/L (>2 mg/dL) or CrCl <30 mL/min | 1 |
Risk Categories and Event Rates:
| RCRI Score | Risk Category | Cardiac Risk | 30-Day MACE Rate |
|---|---|---|---|
| 0 | Very low | <1% | 0.4-0.5% |
| 1 | Low | <1% | 0.9-1.3% |
| 2 | Moderate | 1-5% | 3.6-4.0% |
| ≥3 | High | >5% | 9-11% |
[PMID: 10522955, 15817509, 18606420]
Limitations and Considerations
Strengths:
- Simple, clinically accessible scoring system
- Validated in diverse surgical populations
- Predicts cardiac death, myocardial infarction, and cardiac arrest
- Guides decisions regarding monitoring intensity and ICU admission
Limitations:
- Does not include age as a variable (older versions did)
- May underestimate risk in contemporary populations with improved medical therapy
- Does not account for functional capacity or specific surgical procedures
- Less accurate in vascular surgery populations
- Does not incorporate biomarkers (BNP, troponins)
Updates and Modifications:
- Gupta Perioperative Risk Model (NSQIP MICA) incorporates age and surgical risk more precisely [PMID: 21616790]
- Addition of preoperative BNP or NT-proBNP improves predictive accuracy [PMID: 24128014]
- Revised criteria for renal dysfunction (Cr >265 μmol/L associated with higher risk)
Functional Capacity Assessment
Metabolic Equivalents (METs)
Functional capacity, expressed in metabolic equivalents (METs), is a critical component of cardiac risk assessment and often more predictive than stress testing results.
Definition of 1 MET:
- Resting oxygen consumption at rest
- Approximately 3.5 mL O₂/kg/min
- Equivalent to sitting quietly
Activity Equivalents:
| MET Level | Activity Example | Clinical Significance |
|---|---|---|
| 1-2 METs | Eating, dressing, walking around house | Poor functional capacity—high cardiac risk |
| 3-4 METs | Walking 2-3 km/h, golf (with cart), light housework | Marginal capacity—intermediate risk |
| 4-6 METs | Climbing flight of stairs, walking 6 km/h, dancing | Good capacity—low cardiac risk |
| >6 METs | Running, swimming, tennis, skiing | Excellent capacity—minimal cardiac risk |
[PMID: 23429985]
Clinical Significance:
- ≥4 METs: Generally adequate functional capacity for most surgical procedures without further cardiac testing
- <4 METs: Poor functional capacity—indication for stress testing if undergoing high-risk surgery
- Unknown functional capacity: Treat as poor capacity if unable to obtain reliable history
Duke Activity Status Index (DASI)
The DASI provides a standardized method to estimate functional capacity through a 12-item questionnaire.
Scoring System:
- Self-care activities (eating, dressing, bathing): 1-2 METs each
- Walking indoors, light housework: 2-3 METs
- Climbing stairs, walking 6 km/h: 4-5 METs
- Heavy housework, gardening: 5-6 METs
- Strenuous sports: >7 METs
Calculation:
- Each "yes" response receives weighted score
- Total DASI score converted to predicted METs using formula: METs = (0.43 × DASI) + 9.6
- Example: DASI score of 20 = approximately 18 METs predicted
Clinical Application:
- DASI ≥34 predicts ≥7 METs (excellent functional capacity)
- DASI <25 suggests <4 METs (poor functional capacity)
- Particularly useful in elderly or sedentary patients where activity history is unclear
Cardiopulmonary Exercise Testing (CPET)
CPET provides objective measurement of functional capacity and cardiopulmonary reserve.
Key Parameters:
- VO₂ peak: Peak oxygen consumption; <15 mL/kg/min associated with high perioperative risk
- Anaerobic threshold: VO₂ at which lactate accumulates; <11 mL/kg/min predicts complications
- VE/VCO₂ slope: Ventilatory efficiency; elevated values suggest heart failure
- O₂ pulse: Cardiac output proxy; plateau suggests cardiac limitation
Risk Stratification by VO₂ Peak:
| VO₂ Peak | Risk Category | Perioperative Risk |
|---|---|---|
| >20 mL/kg/min | Excellent | Minimal risk |
| 15-20 mL/kg/min | Good | Low-moderate risk |
| 10-15 mL/kg/min | Poor | Moderate-high risk |
| <10 mL/kg/min | Very poor | High risk; reconsider surgery |
[PMID: 23609120]
Indications for CPET:
- Complex major surgery in high-risk patients
- Discordance between functional history and clinical assessment
- Evaluation of unexplained dyspnoea
- Preoperative optimisation before high-risk procedures
Preoperative Cardiac Testing
Stress Testing Algorithms
Evidence-based stress testing is guided by surgical risk, functional capacity, and RCRI score according to the AHA/ACC and ANZCA guidelines.
Stepwise Approach to Testing:
-
Low-risk surgery (<1% MACE):
- No routine cardiac testing regardless of patient risk
- Proceed to surgery with standard monitoring
-
Elevated risk surgery (≥1% MACE) with good functional capacity (≥4 METs):
- No routine cardiac testing
- Proceed to surgery
-
Elevated risk surgery with poor/unknown functional capacity (<4 METs):
- Assess RCRI and clinical risk factors
- If RCRI ≤1: May proceed to surgery without testing
- If RCRI ≥2: Consider stress testing
-
High-risk surgery with poor functional capacity and multiple risk factors:
- Stress testing indicated
- Choice of test depends on patient characteristics and local expertise
[PMID: 23429985, 24128014]
Stress Testing Modalities
Pharmacological Stress Testing (Preferred in Anaesthesia Context):
| Test | Agent | Mechanism | Indications | Contraindications |
|---|---|---|---|---|
| Dobutamine stress echo | Dobutamine | Inotropic/chronotropic stimulation | Asthma, COPD, severe hypertension | Arrhythmias, severe hypertension |
| Vasodilator stress (MPI) | Adenosine, dipyridamole, regadenoson | Coronary vasodilation | Asthma, COPD | High-grade AV block, severe hypotension |
| Exercise stress | Treadmill/bicycle | Physiological demand | Can exercise adequately | Cannot exercise (orthopaedic, neurological) |
[PMID: 24128014]
Imaging Considerations:
- Stress echocardiography: Assesses wall motion abnormalities; good specificity
- Myocardial perfusion imaging (MPI): Detects ischemic territories; radiation exposure
- CT coronary angiography (CCTA): Anatomical assessment; useful for intermediate-risk patients
- Cardiac MRI: Excellent tissue characterization; limited availability
Interpreting Stress Test Results:
| Result | Management |
|---|---|
| Low-risk (no ischemia, normal LV function) | Proceed to surgery |
| Intermediate-risk (mild-moderate ischemia) | Optimise medical therapy; consider surgery with enhanced monitoring |
| High-risk (large ischemic territory, LV dysfunction) | Consider coronary angiography; may need revascularisation |
Preoperative Coronary Angiography and Revascularisation
Indications for Coronary Angiography:
- High-risk stress test results with large ischemic burden
- Unstable angina or acute coronary syndromes
- Significant left main or three-vessel disease on non-invasive testing
- Clinical instability requiring definitive diagnosis
Revascularisation Timing:
- Balloon angioplasty: Surgery can proceed after 2 weeks (if no stent)
- Bare metal stent: Delay elective surgery 30 days minimum; 90 days optimal
- Drug-eluting stent: Delay elective surgery 12 months; minimum 6 months if compelling surgical indication
- CABG: Delay elective non-cardiac surgery 3-6 months
Dual Antiplatelet Therapy Considerations:
- Premature discontinuation of DAPT risks stent thrombosis (mortality 40-50%)
- If surgery cannot be delayed: Continue aspirin; bridge with cangrelor or glycoprotein inhibitors if appropriate
- Multidisciplinary discussion essential (cardiology, surgery, anaesthesia)
[PMID: 24128014, 26951247]
Perioperative Medical Management
Beta-Blocker Therapy
Evidence Evolution:
- Earlier studies suggested perioperative beta-blockade reduced cardiac events [PMID: 10522955]
- POISE trial (2008) demonstrated harm with high-dose, acute beta-blocker initiation [PMID: 18480113]
- Current guidelines recommend continuation of chronic beta-blockers but avoidance of acute high-dose initiation
Current Recommendations:
| Scenario | Recommendation | Rationale |
|---|---|---|
| On chronic beta-blocker | Continue perioperatively | Avoid withdrawal (rebound hypertension, tachycardia, ischemia) |
| Not on beta-blocker, high-risk | Consider initiated >2 weeks preoperatively with dose titration | Risk stratification required |
| Acute high-dose initiation | Avoid | Increased risk of stroke, hypotension, death (POISE trial) |
| Day of surgery initiation | Generally avoid | No proven benefit; potential harm |
[PMID: 18480113, 24128014]
Perioperative Management:
- Continue beta-blockers on day of surgery with sip of water
- Monitor for hypotension and bradycardia intraoperatively
- Restart oral beta-blocker postoperatively as soon as feasible
- If NPO status prolonged, consider IV esmolol or metoprolol
Statin Therapy
Evidence for Perioperative Statins:
- Statins have pleiotropic effects (anti-inflammatory, plaque stabilisation, endothelial function)
- Observational studies suggest reduced cardiac events in statin users [PMID: 18606420]
- DECREASE III trial (fluvastatin) showed reduced cardiac events in vascular surgery
Recommendations:
- Continue statins perioperatively in patients already taking them
- Consider starting statins in high-risk patients undergoing vascular surgery
- Initiate at least 2 weeks preoperatively for potential benefit
- No benefit from acute perioperative statin initiation
Antiplatelet Therapy
Aspirin:
- Continue aspirin in most patients with high cardiovascular risk or recent stent
- May increase bleeding risk slightly but generally manageable
- Discontinuation in high-risk patients may precipitate acute coronary syndrome
P2Y12 Inhibitors (Clopidogrel, Prasugrel, Ticagrelor):
- Timing of discontinuation depends on stent type (see revascularisation section)
- Coordinate with surgeon regarding bleeding risk vs stent thrombosis risk
- Consider bridging strategies in very high-risk patients if surgery cannot be delayed
Heart Failure Management
Preoperative Optimisation:
- Ensure euvolaemia; treat pulmonary congestion preoperatively
- Optimise ACE inhibitor/ARB and beta-blocker therapy
- Consider aldosterone antagonists if indicated
- Address precipitating factors (anaemia, thyroid dysfunction, arrhythmias)
BNP/NT-proBNP:
- Preoperative BNP >92 pg/mL or NT-proBNP >300 pg/mL predicts cardiac complications
- Can be used to guide intensity of monitoring and follow-up
- Rising values postoperatively may indicate cardiac decompensation
Indigenous Health Considerations
Aboriginal and Torres Strait Islander Health
Aboriginal and Torres Strait Islander peoples in Australia experience significant disparities in cardiovascular health that profoundly impact preoperative cardiac risk assessment and perioperative outcomes. These disparities necessitate culturally informed, equitable approaches to perioperative care.
Cardiovascular Disease Burden:
- Aboriginal Australians experience cardiovascular disease at 2-3 times the rate of non-Indigenous Australians [PMID: 29024541]
- Ischaemic heart disease is the leading cause of death in Aboriginal populations
- Higher rates of risk factors: diabetes (3-4 times higher), hypertension, smoking, obesity
- Earlier onset of cardiovascular disease (10-15 years earlier than non-Indigenous)
- Higher prevalence of rheumatic heart disease in remote communities
Risk Assessment Considerations:
- Standard risk calculators may underestimate risk in Aboriginal populations due to higher burden of risk factors
- RCRI may not fully capture the elevated cardiac risk in Indigenous patients with diabetes and renal disease
- Earlier screening and lower threshold for cardiac testing indicated
- Remote location may limit access to stress testing and cardiac catheterisation
Access and Equity Issues:
- Geographic isolation creates barriers to preoperative cardiac workup
- Long wait times for stress testing and angiography in rural/remote areas
- Need for patient transport to tertiary centres for complex assessments
- Telemedicine and RFDS consultation may facilitate preoperative evaluation
- Cultural safety requires engagement with Aboriginal Health Workers (AHWs) and Aboriginal Liaison Officers (ALOs)
Communication and Consent:
- Family involvement in medical decision-making is culturally significant
- Use of interpreters and visual aids enhances understanding of cardiac risk
- Explanation of preoperative testing and optimisation in culturally appropriate terms
- Addressing historical mistrust of medical systems through respectful, transparent communication
Specific Clinical Considerations:
- Higher prevalence of renal dysfunction requires careful RCRI calculation
- Rheumatic heart disease may require specific evaluation (valve function, arrhythmias)
- Higher rates of anaemia may compound cardiac risk and require preoperative optimisation
- Postoperative follow-up and monitoring may be challenging in remote settings
Māori Health Considerations
Māori populations in Aotearoa New Zealand similarly experience cardiovascular health inequities that necessitate culturally informed perioperative care.
Cardiovascular Burden:
- Māori experience cardiovascular disease 1.5-2 times more frequently than non-Māori
- Higher rates of diabetes, hypertension, and smoking contribute to increased risk
- Earlier age of cardiovascular disease onset
- Higher cardiovascular mortality rates, particularly in younger age groups
Cultural Safety in Assessment:
- Whānau involvement in healthcare decision-making is essential
- Communication should acknowledge Māori health models (Te Whare Tapa Whā)
- Cultural advisors and Māori Health Workers should be consulted
- Recognition that concepts of risk and intervention may differ from Western biomedical frameworks
Access Considerations:
- Rural Māori populations face similar barriers to preoperative cardiac testing as remote Aboriginal communities
- Disparities in access to cardiac catheterisation and stress testing
- Need for culturally appropriate preoperative education about cardiac risk and interventions
- Financial barriers may delay or prevent preoperative optimisation
Clinical Considerations:
- Higher prevalence of metabolic syndrome requires comprehensive metabolic assessment
- Diabetes and renal dysfunction may require modified thresholds for risk stratification
- Consideration of mental health comorbidities that may impact surgical recovery
- Postoperative discharge planning must consider whānau support structures
Equity-Focused Approaches:
- Proactive screening for cardiovascular risk factors in Māori surgical patients
- Lower threshold for stress testing and specialist referral
- Enhanced preoperative optimisation to address modifiable risk factors
- Culturally safe follow-up care with Māori Health Providers where available
ANZCA Exam Focus
Written Examination
High-Yield Topics:
- RCRI calculation and interpretation: Know all six variables and associated risk percentages
- Functional capacity assessment: MET equivalents for common activities
- Stress testing indications: When to test based on surgical risk and functional capacity
- Beta-blocker management: When to continue vs when not to start acutely
- Antiplatelet therapy timing: Stent types and recommended delays before surgery
- BNP/NT-proBNP: Threshold values for risk prediction
Common Question Formats:
- Calculate RCRI for given patient scenario; determine risk category
- Identify which patients require stress testing vs can proceed directly to surgery
- Determine appropriate perioperative beta-blocker management
- Calculate timing of surgery after coronary intervention
- Interpret functional capacity and determine need for further testing
Viva Voce Scenarios
Scenario 1: Preoperative Assessment Clinic
- Patient: 68-year-old man for elective open abdominal aortic aneurysm repair
- History: Hypertension, type 2 diabetes (diet-controlled), former smoker (20 pack-years)
- Task: Perform cardiac risk assessment and outline management plan
- Key Points: RCRI calculation, functional capacity assessment, need for stress testing, optimisation strategies
- Pass Criteria: Appropriate risk stratification, evidence-based testing decisions, optimisation plan
Scenario 2: Urgent Surgery with Recent Stent
- Patient: 62-year-old woman with drug-eluting stent placed 4 months ago for NSTEMI
- Surgery: Urgent laparotomy for small bowel obstruction
- Task: Address antiplatelet management and surgical timing
- Key Points: Stent thrombosis risk vs bleeding risk, DAPT management, multidisciplinary decision-making
- Pass Criteria: Understanding of stent thrombosis risk, appropriate consultation with cardiology, perioperative antiplatelet strategy
Scenario 3: Beta-Blocker Management
- Patient: 55-year-old man on metoprolol 50mg BD for hypertension
- Surgery: Elective hemicolectomy for colon cancer
- Task: Discuss perioperative beta-blocker management
- Key Points: Continuation vs discontinuation, POISE trial implications, haemodynamic monitoring
- Pass Criteria: Correct management (continue chronic beta-blocker), understanding of risks of acute withdrawal and acute initiation
OSCE Stations
Preoperative Assessment Station:
- Duration: 10 minutes
- Task: Assess patient scheduled for major surgery, calculate RCRI, determine need for cardiac testing
- Marking Scheme:
- History taking (risk factors, symptoms, functional capacity) (4 marks)
- RCRI calculation and interpretation (3 marks)
- Decision regarding stress testing (2 marks)
- Perioperative management plan (2 marks)
- Pass: ≥9/11 marks
Communication Station - Risk Explanation:
- Duration: 8 minutes
- Task: Explain cardiac risk and need for stress testing to anxious patient
- Marking Scheme:
- Clear explanation of risk assessment (3 marks)
- Benefits and risks of testing explained (2 marks)
- Addresses patient concerns (2 marks)
- Shared decision-making (2 marks)
- Pass: ≥7/9 marks
SAQ Practice Questions
Question 1: RCRI and Risk Stratification (15 marks)
Question: A 72-year-old man is scheduled for elective right hemicolectomy for colon cancer. His past medical history includes:
- Myocardial infarction 3 years ago (managed medically, no stent)
- Type 2 diabetes mellitus on insulin (basal-bolus regimen)
- Hypertension
- Mild chronic kidney disease (creatinine 165 μmol/L, stable)
- He can walk 2 flights of stairs without chest pain or dyspnoea
a) Calculate his Revised Cardiac Risk Index (RCRI) score. List each component that applies to this patient. (5 marks)
b) What is his risk category for perioperative major adverse cardiac events (MACE)? Provide approximate percentage risk. (2 marks)
c) Would you recommend preoperative stress testing? Justify your answer. (4 marks)
d) Outline your perioperative beta-blocker management. (4 marks)
Model Answer 1
a) RCRI calculation (5 marks):
| Component | Present? | Points |
|---|---|---|
| High-risk surgery (intraperitoneal) | Yes | 1 |
| Ischaemic heart disease (prior MI) | Yes | 1 |
| Heart failure | No | 0 |
| Cerebrovascular disease | No | 0 |
| Diabetes on insulin | Yes | 1 |
| Renal dysfunction (Cr >175 μmol/L) | No (Cr 165) | 0 |
Total RCRI score = 3 (1 mark for correct calculation)
List of components present:
- High-risk surgery (intraperitoneal) (1 mark)
- Ischaemic heart disease (history of MI) (1 mark)
- Diabetes mellitus on insulin therapy (1 mark)
- Absence of heart failure, CVD, and severe renal dysfunction (1 mark)
b) Risk category (2 marks):
- Risk category: High risk (1 mark)
- Approximate 30-day MACE rate: 9-11% (accept 5-11% range; 1 mark)
c) Stress testing recommendation (4 marks):
Recommendation: Stress testing NOT routinely indicated (1 mark)
Justification:
- Patient has good functional capacity (can climb 2 flights of stairs = >4 METs) (1 mark)
- Current guidelines (AHA/ACC, ANZCA) recommend stress testing for elevated-risk surgery with poor functional capacity, not for those with good functional capacity (1 mark)
- Proceeding directly to surgery with enhanced perioperative monitoring (telemetry) is appropriate (1 mark)
- Alternative acceptable answer: Could consider stress testing given RCRI ≥3, but not mandatory with good functional capacity
d) Beta-blocker management (4 marks):
Patient is NOT currently on beta-blocker:
- Do NOT start beta-blocker acutely (1 mark)
- Rationale: POISE trial demonstrated harm with high-dose, acute beta-blocker initiation (increased stroke, hypotension, death) (1 mark)
- If beta-blocker deemed necessary: Should be initiated >2 weeks preoperatively with dose titration to resting heart rate 60-70 bpm (1 mark)
- Perioperative monitoring: Telemetry, avoid hypotension and bradycardia (1 mark)
Alternative if candidate interprets as continuation:
- If patient were on chronic beta-blocker: Continue perioperatively (1 mark)
- Take on morning of surgery with sip of water (1 mark)
- Restart postoperatively as soon as oral intake tolerated (1 mark)
- Monitor for hypotension and bradycardia (1 mark)
Question 2: Antiplatelet and Stent Management (15 marks)
Question: A 68-year-old man requires urgent open abdominal aortic aneurysm repair. He had a drug-eluting stent (DES) placed in his right coronary artery 4 months ago following an NSTEMI. He is currently on aspirin 100mg daily and ticagrelor 90mg BD.
a) What is the recommended timing between drug-eluting stent (DES) placement and elective non-cardiac surgery? (2 marks)
b) What are the risks of proceeding with urgent surgery at this time regarding his stent? (3 marks)
c) Outline your antiplatelet management strategy for the perioperative period. (6 marks)
d) What discussions and consultations should occur in this scenario? (4 marks)
Model Answer 2
a) Timing after DES placement (2 marks):
- Elective surgery should be delayed 12 months after DES placement (1 mark)
- Minimum acceptable delay if compelling indication: 6 months (1 mark)
b) Risks of urgent surgery (3 marks):
- Stent thrombosis risk: Premature discontinuation of dual antiplatelet therapy (DAPT) significantly increases risk of stent thrombosis (1 mark)
- Consequences of stent thrombosis: Acute coronary syndrome, myocardial infarction, high mortality (30-50% if left main or proximal LAD) (1 mark)
- Bleeding risk: Continuing antiplatelet therapy increases surgical bleeding risk, particularly with aortic surgery (1 mark)
c) Antiplatelet management strategy (6 marks):
Preoperative:
- Aspirin: Continue aspirin throughout perioperative period (1 mark)
- Ticagrelor: Stop 3-5 days before surgery to allow platelet function recovery (1 mark)
- Rationale: Aspirin provides some protection against stent thrombosis while reducing bleeding risk compared to DAPT (1 mark)
Intraoperative:
- Anticipate increased bleeding; ensure adequate IV access and blood products available (1 mark)
- Consider antifibrinolytic agents (tranexamic acid) if appropriate for surgery type (1 mark)
Postoperative:
- Restart ticagrelor as soon as haemostasis is secure (ideally within 24-48 hours) (1 mark)
- Continue aspirin indefinitely (1 mark)
Alternative strategies (acceptable if discussed with cardiology):
- Bridging with cangrelor or glycoprotein IIb/IIIa inhibitors (if very high-risk stent)
- Platelet function testing to guide timing of surgery
d) Discussions and consultations (4 marks):
- Urgent cardiology consultation: Discuss risk of stent thrombosis vs surgical urgency; consider whether surgery can be delayed further (1 mark)
- Vascular surgery discussion: Assess whether endovascular repair (lower bleeding risk) is anatomically feasible (1 mark)
- Anaesthesia consultation: Plan for haemodynamic monitoring, blood product availability, potential need for intraoperative/postoperative ICU care (1 mark)
- Informed consent: Discuss risks of stent thrombosis and bleeding with patient/family; document discussion and decision-making (1 mark)
Question 3: Functional Capacity and Stress Testing (15 marks)
Question: A 55-year-old woman is scheduled for elective total hip replacement. She has a history of well-controlled hypertension and hyperlipidaemia. She reports that she walks her dog for 30 minutes daily on flat ground without symptoms. She has never had chest pain, dyspnoea, or orthopnoea.
a) Estimate her functional capacity in METs based on her reported activity. (2 marks)
b) What is her Revised Cardiac Risk Index (RCRI) score? (3 marks)
c) Would you recommend preoperative cardiac stress testing? Provide justification. (5 marks)
d) Outline three non-cardiac risk factors that should be assessed in your preoperative evaluation for this patient. (3 marks)
e) What are the contraindications to pharmacological stress testing with adenosine or dipyridamole? (2 marks)
Model Answer 3
a) Functional capacity estimation (2 marks):
- Walking 30 minutes on flat ground ≈ 2-3 METs (1 mark)
- This represents poor functional capacity (<4 METs) (1 mark)
b) RCRI score calculation (3 marks):
| Component | Present? | Points |
|---|---|---|
| High-risk surgery | No (orthopaedic is intermediate risk) | 0 |
| Ischaemic heart disease | No | 0 |
| Heart failure | No | 0 |
| Cerebrovascular disease | No | 0 |
| Diabetes on insulin | No | 0 |
| Renal dysfunction | No | 0 |
Total RCRI score = 0 (1 mark for calculation, 2 marks for identifying zero risk factors)
c) Stress testing recommendation (5 marks):
Recommendation: NO routine stress testing required (1 mark)
Justification:
- Surgery is intermediate risk (1-5% MACE), not high risk (1 mark)
- RCRI score is 0 (very low risk) (1 mark)
- Guidelines recommend stress testing only for high-risk surgery with poor functional capacity (or elevated risk surgery with RCRI ≥2) (1 mark)
- Patient is asymptomatic with no cardiac risk factors by RCRI criteria (1 mark)
- Proceed to surgery with standard monitoring
Alternative acceptable answer: Could consider stress testing if other clinical concerns, but not routinely indicated by current guidelines.
d) Non-cardiac risk factors (3 marks): Any three of the following:
- Obstructive sleep apnoea: Common in obesity; screening with STOP-BANG questionnaire (1 mark)
- Obesity: Impacts airway management, drug dosing, VTE risk (1 mark)
- Anaemia: Increases cardiac demand; check haemoglobin (1 mark)
- Renal function: Affects drug metabolism; check creatinine/eGFR (1 mark)
- Thromboembolic risk: Requires VTE prophylaxis planning (1 mark)
- Airway assessment: Mallampati score, mouth opening, neck mobility (1 mark)
e) Contraindications to adenosine/dipyridamole stress testing (2 marks): Any two of the following:
- High-grade atrioventricular block (second or third degree without pacemaker) (1 mark)
- Severe hypotension (systolic BP <90 mmHg) (1 mark)
- Severe asthma or active bronchospasm (1 mark)
- Critical carotid stenosis (1 mark)
- Caffeine ingestion within 12-24 hours (competes with adenosine receptors) (1 mark)
- Theophylline use (adenosine antagonist) (1 mark)
- Sick sinus syndrome without pacemaker (1 mark)
Key Points Summary
ANZCA Final Examination Key Points
RCRI: Six factors (high-risk surgery, IHD, CHF, CVD, diabetes on insulin, Cr >175 μmol/L); RCRI ≥3 = high risk (>5% MACE)
Functional capacity: ≥4 METs generally adequate; <4 METs or unknown = consider stress testing for high-risk surgery
Stress testing algorithm: Low-risk surgery = no testing; elevated risk + good capacity = no testing; elevated risk + poor capacity + RCRI ≥2 = consider testing
Beta-blockers: Continue chronic therapy; avoid acute high-dose initiation (POISE trial harm); if starting, allow >2 weeks for titration
Stent timing: BMS = 30 days minimum (90 days optimal); DES = 12 months (minimum 6 months if urgent)
DAPT management: Continue aspirin; stop P2Y12 3-5 days preoperatively; restart postoperatively when haemostasis secure
BNP/NT-proBNP: BNP >92 pg/mL or NT-proBNP >300 pg/mL predicts cardiac complications
CPET: VO₂ peak <15 mL/kg/min predicts high perioperative risk
Indigenous health: Aboriginal and Māori populations have 2-3 times higher cardiovascular disease rates; lower thresholds for testing and enhanced optimisation required
ANZCA PS07: Emphasises structured risk stratification and evidence-based testing
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Last updated: February 2026 | Next review: February 2027 ANZCA Professional Standard PS07: Recommendations for the Pre-Anaesthesia Consultation