Cleft Lip and Palate
Cleft Lip and/or Palate (CLP) represents the most common congenital craniofacial anomaly, arising from failure of fusion of the facial prominences during embryogenesis between weeks 4-12 of gestation. The defect...
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- Airway Obstruction (Pierre Robin Sequence)
- Failure to Thrive (Feeding difficulty)
- Velopharyngeal Insufficiency (Nasal speech)
- Chronic Otitis Media with Effusion
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- Pierre Robin Sequence
- Van der Woude Syndrome
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Cleft Lip and Palate
1. Clinical Overview
Summary
Cleft Lip and/or Palate (CLP) represents the most common congenital craniofacial anomaly, arising from failure of fusion of the facial prominences during embryogenesis between weeks 4-12 of gestation. [1] The defect manifests as a discontinuity in the upper lip (cheiloschisis), alveolar ridge, and/or palate (palatoschisis), ranging from a minor notch to complete bilateral clefting affecting the primary and secondary palate.
The condition extends far beyond cosmetic concern, with profound functional implications for airway patency, feeding mechanics, Eustachian tube function, speech development, dental occlusion, and psychosocial wellbeing. [2] Management necessitates a longitudinal multidisciplinary team (MDT) approach from birth through adulthood, involving plastic surgeons, maxillofacial surgeons, ENT specialists, orthodontists, speech and language therapists, audiologists, specialist nurses, paediatricians, geneticists, and psychologists.
Key Facts
- Definition: Congenital discontinuity of the upper lip and/or palate due to failure of embryological fusion of facial prominences.
- Global Prevalence: 1 in 700 live births worldwide; significant ethnic variation exists. [3]
- Distribution: Cleft Lip with or without Palate (CL±P) comprises 70% of cases; Isolated Cleft Palate (CP) accounts for 30%. [1]
- Sex Predilection: CL±P is 2:1 male predominance; CP is 2:1 female predominance.
- Laterality: Left-sided clefts outnumber right-sided 2:1; bilateral clefts represent 20% of CL±P cases.
- Syndromic Association: Isolated CP has 50% syndrome association vs 15% for CL±P. [4]
- Timing: Lip fusion completes by week 6; palate fusion completes by week 12 of gestation.
Clinical Pearls
The Bifid Uvula Warning: Always inspect the uvula in newborn examinations. A bifid (split) uvula indicates a Submucous Cleft Palate in up to 80% of cases. The mucosa appears intact, but the underlying levator veli palatini muscles are disinserted. This causes velopharyngeal insufficiency often misdiagnosed as developmental delay or "lazy speech". [5]
Pierre Robin Sequence (PRS): The classic triad of Micrognathia + Glossoptosis + Cleft Palate (U-shaped) constitutes a neonatal airway emergency. Position these infants prone or lateral immediately; supine positioning allows tongue base obstruction. 70% of PRS cases respond to positional management alone. [6]
The Universal Glue Ear: Virtually 100% of children with cleft palate develop Otitis Media with Effusion (OME) due to Eustachian tube dysfunction from tensor veli palatini muscle abnormality. [7] Vigilant audiological surveillance is mandatory.
The 22q11 Connection: Approximately 70% of 22q11.2 deletion syndrome (DiGeorge/VCFS) patients have palatal anomalies. Any child with cleft palate plus cardiac defect, immunodeficiency, or hypocalcaemia warrants genetic testing.
Why This Matters Clinically
A cleft is not "fixed" by a single operation. It represents a 20-year journey requiring coordinated care from a specialist cleft team. The primary care physician plays a vital role in ensuring follow-up attendance, developmental surveillance, and early identification of complications such as conductive hearing loss, speech articulation disorders, and psychosocial difficulties including bullying and self-esteem issues.
2. Epidemiology
Incidence and Prevalence
The global incidence of orofacial clefts demonstrates significant ethnic and geographic variation. [3]
| Population | Incidence (per 1,000 live births) | Notes |
|---|---|---|
| Global Average | 1.4 (1 in 700) | Combined CL±P and CP |
| Asian/Native American | 2.0-3.6 (1 in 500-300) | Highest prevalence |
| Caucasian/European | 1.0-2.0 (1 in 1,000-500) | Intermediate |
| African/Afro-Caribbean | 0.4-0.7 (1 in 2,500-1,500) | Lowest prevalence |
| Latin American | 1.0-1.5 | Variable by ancestry |
Cleft Type Distribution
| Cleft Type | Proportion | Sex Ratio | Syndrome Risk |
|---|---|---|---|
| Cleft Lip + Palate (CLP) | 50% | Male > Female (2:1) | 15% |
| Isolated Cleft Palate (CP) | 30% | Female > Male (2:1) | 50% |
| Isolated Cleft Lip (CL) | 20% | Male > Female (1.5:1) | 5% |
Laterality Distribution (CL±P)
| Side | Percentage |
|---|---|
| Left Unilateral | 46% |
| Right Unilateral | 23% |
| Bilateral | 31% |
The left-sided predominance relates to asymmetric embryological blood flow during facial prominence fusion. [8]
Recurrence Risk
Genetic counselling requires accurate recurrence risk estimation: [9]
| Family History | Recurrence Risk |
|---|---|
| No affected family members | 0.14% (population risk) |
| One affected sibling | 4% |
| Two affected siblings | 9% |
| One affected parent | 4% |
| One affected parent + one sibling | 15% |
| Both parents affected | 35% |
Risk Factors
Environmental/Teratogenic Factors:
| Risk Factor | Relative Risk | Evidence Level |
|---|---|---|
| Maternal smoking | 1.3-2.0 | Level I [10] |
| Anticonvulsants (phenytoin, valproate) | 2.0-10.0 | Level II |
| Maternal alcohol use | 1.5-4.0 | Level II |
| Folic acid deficiency | 0.6 (protective with supplementation) | Level I [11] |
| Maternal diabetes | 2.0-3.0 | Level II |
| Obesity (BMI > 30) | 1.3-1.5 | Level II |
| Corticosteroid use (first trimester) | 1.3-1.5 | Level III |
| Retinoid exposure | 5.0-10.0 | Level II |
Protective Factors:
- Periconceptional folic acid (400μg daily): 25-50% reduction in CL±P risk. [11]
- Multivitamin supplementation: Additional modest protection.
3. Aetiology and Pathophysiology
Embryological Development
Normal craniofacial development requires precise coordination of neural crest cell migration, proliferation, and fusion between gestational weeks 4-12. [12]
Week 4-5: Facial Prominence Formation
- Neural crest cells migrate from the neural tube to form five facial prominences:
- Frontonasal prominence (1)
- Paired maxillary prominences (2)
- Paired mandibular prominences (2)
Week 5-6: Primary Palate and Lip Formation
- Maxillary prominences grow medially toward the medial nasal prominences
- Fusion creates the philtrum, primary palate (premaxilla), and central upper lip
- Failure of fusion → Cleft Lip (unilateral or bilateral)
Week 7-8: Secondary Palate Formation
- Palatal shelves (from maxillary prominences) initially hang vertically alongside the tongue
- Tongue drops inferiorly into the developing oral cavity
- Palatal shelves elevate and flip horizontally above the tongue
Week 9-12: Palatal Fusion
- Horizontal shelves fuse in the midline (anterior to posterior)
- Fusion with nasal septum superiorly
- Failure of fusion → Cleft Palate
Key Concept: Fusion requires physical contact. Any factor preventing shelf approximation (small shelves, persistent tongue elevation, timing disruption) results in clefting.
Molecular Pathophysiology
Exam Detail: Neural Crest Cell Signalling Pathways:
Multiple signalling cascades regulate facial prominence development: [12,13]
| Pathway | Function | Associated Genes | Cleft Phenotype |
|---|---|---|---|
| TGF-β/BMP | Epithelial-mesenchymal transformation | TGFA, TGFB3, BMP4 | CL±P |
| Sonic Hedgehog (SHH) | Midline patterning | SHH, PTCH1 | Holoprosencephaly spectrum |
| WNT | Neural crest proliferation | WNT3, WNT9B | CL±P |
| FGF | Mesenchymal proliferation | FGFR1, FGFR2 | Syndromic CLP |
| Retinoic Acid | Anterior-posterior patterning | CYP26, RARA | CLP with teratogen exposure |
Key Genes Implicated in Non-Syndromic CLP:
| Gene | Chromosomal Location | Function | Cleft Type |
|---|---|---|---|
| IRF6 | 1q32-q41 | Epithelial differentiation | CL±P (Van der Woude) |
| MSX1 | 4p16 | Transcription factor | CL±P, tooth agenesis |
| TBX22 | Xq21 | Palatal development | X-linked CP |
| PVRL1 | 11q23 | Cell adhesion | CLP-ectodermal dysplasia |
| FGFR1 | 8p11 | Growth factor receptor | CLP (Kallmann syndrome) |
| SUMO1 | 2q33 | Protein modification | CL±P |
| VAX1 | 10q25 | Homeobox gene | CL±P |
Epigenetic Factors:
- DNA methylation patterns influenced by folate availability
- Maternal environmental exposures alter gene expression
- MicroRNA regulation of TGF-β pathways
Classification Systems
Kernahan Striped-Y Classification
The most widely used anatomical classification system: [14]
1
/ \
2 3
/ \
4 5
| |
6 7
| |
8 9
| Number | Anatomical Structure |
|---|---|
| 1 | Nasal floor (right) |
| 2 | Lip (right) |
| 3 | Lip (left) |
| 4 | Alveolus (right) |
| 5 | Alveolus (left) |
| 6 | Hard palate (right) |
| 7 | Hard palate (left) |
| 8 | Soft palate (right) |
| 9 | Soft palate (left) |
Affected segments are shaded on the diagram.
Veau Classification
| Class | Description | Anatomical Extent |
|---|---|---|
| Veau I | Soft palate only | Velum and uvula |
| Veau II | Hard and soft palate | Secondary palate to incisive foramen |
| Veau III | Unilateral complete | Lip + Alveolus + Hard/Soft palate (one side) |
| Veau IV | Bilateral complete | Lip + Alveolus + Palate (both sides) - "floating premaxilla" |
LAHSHAL Notation
A descriptive system using anatomical abbreviations:
- L = Lip
- A = Alveolus
- H = Hard palate
- S = Soft palate
Capital letters = complete cleft; lowercase = incomplete cleft.
Example: LAHSHAL = Complete bilateral cleft lip and palate.
Functional Consequences of Clefting
| System | Mechanism | Clinical Effect |
|---|---|---|
| Feeding | Loss of intraoral negative pressure; oral-nasal communication | Inability to breastfeed; nasal regurgitation; prolonged feeds; failure to thrive |
| Airway | Glossoptosis (PRS); tongue base obstruction | Stridor; apnoea; oxygen desaturation |
| Eustachian Tube | Tensor veli palatini dysfunction; abnormal insertion | Chronic Eustachian tube dysfunction; OME; conductive hearing loss |
| Speech | Velopharyngeal insufficiency; abnormal oral pressure | Hypernasality; nasal emission; compensatory articulation |
| Dental | Alveolar cleft; hypodontia; ectopic teeth | Missing teeth; malocclusion; Class III skeletal pattern |
| Maxillary Growth | Scar tissue contracture post-repair | Maxillary hypoplasia; midface retrusion |
4. Clinical Presentation
Antenatal Diagnosis
Ultrasound Detection:
- Cleft Lip: Detected at 18-22 week anomaly scan with 75-93% sensitivity. [15]
- Cleft Palate: Rarely detected on routine 2D ultrasound (less than 25% sensitivity) due to acoustic shadowing.
- 3D/4D Ultrasound: Improved lip visualisation; palate remains difficult.
- MRI: Emerging role for fetal palate assessment in high-risk cases.
Antenatal Counselling Considerations:
- Parents should meet the cleft team before birth where possible.
- Information on feeding, surgery timeline, and long-term outcomes.
- Referral for genetic counselling if syndromic features suspected.
- Warning that normal scan does NOT exclude cleft palate.
Postnatal Presentation
Cleft Lip (Visible Defect):
| Feature | Unilateral Cleft | Bilateral Cleft |
|---|---|---|
| Lip | Discontinuity on one side; Cupid's bow distorted | V-shaped central prolabium; premaxillary protrusion |
| Nose | Alar cartilage displaced laterally; columella short on cleft side | Columella very short; bilateral alar flattening |
| Alveolus | May involve gum on one side | Complete separation; "floating premaxilla" |
| Severity | Complete (into nostril) or Incomplete (lip only) | Usually complete |
Cleft Palate (May be Occult):
| Type | Examination Findings |
|---|---|
| Overt Cleft | Visible defect in hard/soft palate; oral-nasal communication |
| Submucous Cleft | Bifid uvula; zona pellucida (midline bluish line); notched posterior hard palate (palpable) |
Feeding Difficulties
Feeding problems are the first functional concern and major source of parental stress: [2]
Pathophysiology of Feeding Failure:
- Cleft palate prevents generation of negative intraoral pressure (suction)
- Oral-nasal communication causes nasal regurgitation
- Inefficient suck-swallow-breathe coordination
- Increased energy expenditure; fatigue during feeds
Clinical Signs:
- Feeding duration > 30 minutes per feed
- Milk escaping from nose (nasal regurgitation)
- Choking, coughing, spluttering during feeds
- Excessive air swallowing; aerophagia
- Weight loss > 10% by day 5
- Failure to regain birth weight by 2 weeks
Pierre Robin Sequence (PRS)
A clinical triad with airway emergency potential: [6]
The Triad:
- Micrognathia: Mandible is hypoplastic
- Glossoptosis: Tongue falls posteriorly (no mandibular support)
- Cleft Palate: U-shaped (wide), secondary to tongue obstruction during fusion
Airway Obstruction Signs:
- Inspiratory stridor
- Suprasternal/subcostal recession
- Cyanosis during feeds or sleep
- Apnoea episodes
- Failure to thrive (caloric deficit from work of breathing)
Severity Grading (Cole Classification):
| Grade | Features | Management |
|---|---|---|
| I (Mild) | No obstruction at rest; symptoms with feeds only | Positioning; close observation |
| II (Moderate) | Intermittent obstruction; desaturations with feeds | NPA; specialised feeding |
| III (Severe) | Obstruction at rest; persistent desaturations | Surgical intervention (MDO or tracheostomy) |
Examination Checklist
Systematic Examination for Cleft Assessment:
Face:
- Lip: Unilateral/bilateral; complete/incomplete
- Nose: Alar deformity; columella deviation; nasal floor defect
- Philtrum: Disruption of vermillion border and Cupid's bow
Intraoral:
- Alveolus: Gap in gum ridge; premaxillary position
- Hard Palate: Extent of cleft; width
- Soft Palate: Involvement of velum
- Uvula: Bifid (submucous cleft indicator)
- Palpation: Posterior hard palate notch (submucous cleft)
Syndromic Features Screen:
- Ears: Position, shape, pits (preauricular)
- Eyes: Hypertelorism; coloboma; palpebral fissure slant
- Hands: Digit anomalies
- Heart: Murmurs (22q11.2)
- General: Dysmorphism; growth parameters
5. Investigations
Neonatal Workup
| Investigation | Indication | Findings |
|---|---|---|
| Feeding Assessment | All cleft palate | Specialist nurse evaluation; bottle trial |
| Newborn Hearing Screen (OAE) | All | Often referred due to OME; ABR if needed |
| Pulse Oximetry | PRS or airway concerns | Desaturations; oxygen requirement |
| Echocardiogram | Syndromic features; 22q11.2 suspected | VSD; Tetralogy of Fallot; aortic arch anomalies |
| Genetic Testing | Syndromic cleft; CP + cardiac/other anomalies | Microarray; targeted gene panels |
Genetic Testing Indications
Strong Indications:
- Isolated cleft palate (50% syndromic)
- Any cleft + cardiac defect
- Multiple congenital anomalies
- Family history of known syndrome
- Dysmorphic features
Genetic Panel Approach:
| Syndrome Suspected | Key Genes | Testing Modality |
|---|---|---|
| Van der Woude | IRF6 | Gene sequencing |
| 22q11.2 Deletion | TBX1, COMT region | FISH or MLPA |
| Stickler Syndrome | COL2A1, COL11A1, COL11A2 | Gene panel |
| Treacher Collins | TCOF1, POLR1C, POLR1D | Gene panel |
| Pierre Robin | SOX9, BMP2 | Chromosomal/gene panel |
Audiological Assessment
Mandatory for all cleft palate patients: [7]
| Age | Assessment | Frequency |
|---|---|---|
| Newborn | OAE ± ABR | At diagnosis |
| 3-6 months | Behavioural audiometry; tympanometry | Pre-lip repair |
| 9-12 months | Visual reinforcement audiometry | Pre-palate repair |
| 2-5 years | Play audiometry; tympanometry | 6-monthly minimum |
| School age | Pure tone audiometry | Annually until discharge |
Tympanometry Findings:
- Type B (flat): Middle ear effusion (OME)
- Type C: Negative middle ear pressure (Eustachian dysfunction)
Speech and Language Assessment
Formal assessment commences at 18 months with ongoing surveillance: [16]
| Age | Assessment Focus | Tools |
|---|---|---|
| 12-18 months | Babbling; early vocabulary | Parent report; CSBS |
| 2-3 years | Speech intelligibility; nasal emission | GFTA; CAPS-A |
| 3-5 years | VPI screening; articulation | Nasometry; videofluoroscopy if VPI suspected |
| 5+ years | Formal articulation; resonance | Perceptual speech assessment |
Velopharyngeal Function Assessment
When VPI is suspected (hypernasality, nasal emission, compensatory articulation):
| Investigation | Description | Role |
|---|---|---|
| Perceptual Speech Assessment | Expert listener rating | Screening; severity grading |
| Nasendoscopy | Flexible scope through nose to view VP valve | Direct visualisation; pattern identification |
| Videofluoroscopy | Lateral and AP views during speech | Dynamic assessment; quantification |
| Nasometry | Acoustic measurement of nasalance | Objective quantification |
| Pressure-Flow Studies | Oral/nasal airflow measurement | Research; complex cases |
VP Closure Patterns (Nasendoscopy):
| Pattern | Description | Surgical Implication |
|---|---|---|
| Coronal | Posterior wall moves forward | Pharyngeal flap |
| Sagittal | Lateral walls move medially | Sphincter pharyngoplasty |
| Circular | All walls move equally | Either procedure |
| Circular with Passavant's | Ridge on posterior wall | Consider in planning |
6. Associated Syndromes
Approximately 30% of all clefts and 50% of isolated cleft palate are associated with recognised syndromes: [4]
Common Syndromic Associations
| Syndrome | Key Features | Genetics | Cleft Type | Priority Management |
|---|---|---|---|---|
| Pierre Robin Sequence | Micrognathia + Glossoptosis + U-shaped CP | SOX9; often sporadic | CP | AIRWAY - prone positioning; NPA; MDO |
| Van der Woude | Paramedian lip pits + CL±P + Hypodontia | IRF6 (AD; 50% recurrence) | CL±P or CP | Excision of lip pits; genetic counselling |
| 22q11.2 Deletion | Cardiac + Thymic aplasia + Hypocalcaemia + Palatal anomaly | TBX1 deletion | CP, VPI, submucous | Cardiac surgery; calcium; immunology |
| Stickler Syndrome | Flat face + High myopia + Retinal detachment + Arthritis | COL2A1, COL11A1 (AD) | CP (90%) | EYES - retinal surveillance; avoid contact sports |
| Treacher Collins | Downslanting eyes + Microtia + Malar hypoplasia | TCOF1 (AD) | CP (30%) | BAHA; mandibular reconstruction |
| Apert Syndrome | Craniosynostosis + Syndactyly (mitten hands) | FGFR2 | CP (30%) | Cranial vault surgery |
| Velocardiofacial (VCFS) | Cardiac + Learning difficulties + Elongated face | 22q11.2 deletion | VPI, submucous CP | Same as 22q11.2 |
Red Flags Suggesting Syndromic Cleft
- Isolated cleft palate (especially submucous)
- Cardiac murmur or anomaly
- Ear anomalies (microtia, pits, low-set)
- Digital anomalies
- Growth failure beyond feeding difficulty
- Global developmental delay
- Family history of multiple affected generations
7. Management
Multidisciplinary Team (MDT) Structure
The centralised cleft MDT model demonstrates superior outcomes compared to isolated care: [17]
Core Team Members:
| Specialist | Role |
|---|---|
| Cleft Surgeon (Plastic/Maxillofacial) | Primary lip and palate repair; secondary surgery |
| ENT Surgeon | Grommet insertion; VPI surgery; airway management |
| Paediatrician | Medical coordination; developmental surveillance |
| Cleft Nurse Specialist | Family liaison; feeding support; coordination |
| Speech and Language Therapist | Speech assessment; therapy; VPI monitoring |
| Audiologist | Hearing assessment; hearing aid fitting |
| Orthodontist | Presurgical orthopaedics; alveolar bone graft; definitive orthodontics |
| Clinical Psychologist | Parental support; child psychological wellbeing |
| Geneticist | Syndrome diagnosis; counselling |
Extended Team:
- Maxillofacial prosthodontist
- Oral surgeon
- Paediatric dentist
- Social worker
- Dietitian
Feeding Management
Immediate Neonatal Priorities: [2]
- Assessment by Cleft Nurse within 24 hours
- Feeding method determination:
- Cleft lip only: Breastfeeding often successful (breast tissue fills gap)
- Cleft palate: Specialist bottle required (cannot generate suction)
Specialist Feeding Equipment:
| Bottle System | Mechanism | Indication | Parent Technique |
|---|---|---|---|
| Haberman (SpecialNeeds) | Variable flow slit-valve; parent squeezes | Weak infants; need flow control | Squeeze-release-rest rhythm |
| Dr Brown's Specialty | One-way valve; compression feeding | Stronger infants; less parent control needed | Position bottle; baby compresses |
| MAM/Pigeon | Soft teat; air valve | Mild clefts; unilateral lip only | Standard technique |
| Syringe/Cup/Spoon | Gravity feed | Post-operative (no sucking allowed) | Small boluses |
Feeding Technique Principles:
- Upright position (45-60 degrees) to minimise nasal regurgitation
- Frequent burping every 15-30mL (excessive air swallowing)
- Limit feed duration to 30 minutes (beyond this, caloric expenditure exceeds intake)
- Monitor weight gain (minimum 20-30g/day)
- Nasogastric tube if weight loss persists despite optimisation
Troubleshooting Guide:
| Problem | Likely Cause | Solution |
|---|---|---|
| Choking/coughing | Flow too fast | Slower teat; reduce squeeze; more upright |
| Fatigue before completion | Flow too slow; teat hole small | Larger teat; increase squeeze |
| Nasal regurgitation | Expected with CP | Maintain upright position; wipe and continue |
| Poor weight gain | Inadequate intake | Dietitian review; fortified feeds; NG supplementation |
Presurgical Orthopaedics
Nasoalveolar Moulding (NAM):
- Custom acrylic plate with nasal stent
- Applied from 1-2 weeks of age until lip repair
- Aims to narrow alveolar gap and improve nasal cartilage position
- Reduces surgical complexity of bilateral repairs
Indications:
- Wide unilateral clefts (> 10mm gap)
- Bilateral cleft lip and palate
- Severely displaced premaxilla
Surgical Timeline: Staged Repair Protocol
The standard UK protocol follows evidence-based timing: [17,18]
| Age | Procedure | Goals |
|---|---|---|
| 3-6 months | Primary Lip Repair (Cheiloplasty) | Restore lip continuity; muscle reconstruction; nasal symmetry |
| 3-6 months | Grommets (if OME) | Ventilate middle ear; prevent conductive hearing loss |
| 6-12 months | Primary Palate Repair (Palatoplasty) | Separate oral and nasal cavities; create functional VP valve |
| 18 months | First Speech Assessment | Identify VPI; articulation disorders |
| 4-6 years | Secondary Surgery (if VPI) | Pharyngoplasty or palate re-repair |
| 8-11 years | Alveolar Bone Graft (ABG) | Bone from iliac crest to alveolar cleft; allow canine eruption |
| 12-16 years | Definitive Orthodontics | Fixed appliances; space closure; alignment |
| 16-21 years | Definitive Surgery | Orthognathic surgery; rhinoplasty; lip revision |
The Rule of 10s (Lip Repair Readiness)
Traditional criteria for safe anaesthesia in infancy:
- 10 weeks of age
- 10 lbs (4.5 kg) weight
- 10 g/dL haemoglobin
Modern practice uses clinical readiness assessment rather than rigid numerical criteria.
Surgical Techniques
Primary Lip Repair (Cheiloplasty)
Unilateral Cleft Lip - Millard Rotation-Advancement Technique: [18]
| Component | Description |
|---|---|
| Rotation Flap | Non-cleft side philtrum rotated inferiorly to lengthen medial lip element |
| Advancement Flap | Lateral lip element advanced medially to fill defect |
| C-Flap | Small flap used to lengthen columella |
| Muscle Repair | Orbicularis oris dissected and reapproximated in functional sling |
| Nasal Correction | Primary rhinoplasty with alar repositioning |
Bilateral Cleft Lip - Modified Millard or Mulliken Technique:
- Central prolabium preserved
- Bilateral advancement of lateral lip elements
- Muscle reconstruction critical for lip animation
- Nasal tip correction; columella lengthening
Key Surgical Principles:
- Anatomical landmark preservation (Cupid's bow peak, white roll)
- Muscle functional reconstruction (not just skin closure)
- Nasal floor closure
- Minimal tension on closure
Primary Palate Repair (Palatoplasty)
Timing Considerations: [19]
- Earlier repair (6-9 months): Better speech outcomes
- Later repair (12-18 months): Less maxillary growth restriction
- Current consensus: 9-12 months balances both concerns
Techniques:
| Technique | Description | Indication |
|---|---|---|
| Von Langenbeck | Bipedicled mucoperiosteal flaps; midline closure | Narrow clefts |
| Veau-Wardill-Kilner (V-Y Pushback) | V-Y advancement to lengthen palate | Wider clefts; VPI prevention |
| Furlow Z-Plasty | Opposing Z-plasties lengthen palate | Soft palate clefts; VPI repair |
| Two-Stage Repair | Soft palate early; hard palate later | Wide clefts; maxillary preservation |
Exam Detail: Intravelar Veloplasty (Critical Component):
In cleft palate, the levator veli palatini muscles insert anomalously along the posterior hard palate edge rather than forming a transverse sling. Intravelar veloplasty involves:
- Dissecting levator muscles from abnormal insertion
- Repositioning muscles to transverse orientation
- Suturing in midline to create functional "muscle sling"
- This sling elevates the palate during speech to achieve velopharyngeal closure
Failure to perform adequate muscle repositioning is the primary cause of VPI post-repair.
Alveolar Bone Grafting (ABG)
Timing:
- Age 8-11 years (before canine eruption)
- Optimal when canine root is 1/2-2/3 formed on radiograph
Procedure:
- Donor site: Iliac crest (cancellous bone)
- Alternative: Tibial bone, mandibular symphysis
- Graft placed into alveolar cleft defect
- Allows canine eruption through graft
Outcomes:
- Success rate > 90% for bone integration
- Enables orthodontic treatment completion
- Provides periodontal support for adjacent teeth
Secondary Speech Surgery
When VPI persists despite adequate therapy:
| Procedure | Mechanism | Indication |
|---|---|---|
| Pharyngeal Flap | Creates central obturator from posterior pharyngeal wall | Coronal VP closure pattern; central gap |
| Sphincter Pharyngoplasty | Lateral pharyngeal wall flaps create muscular sphincter | Sagittal pattern; lateral gaps |
| Furlow Palatoplasty | Lengthens and repositions palate muscles | Re-operation; submucous cleft |
| Posterior Pharyngeal Wall Augmentation | Injection/implant to reduce VP gap | Small residual gaps |
Post-operative Monitoring:
- Risk of obstructive sleep apnoea (over-correction)
- Polysomnography if symptoms develop
Speech and Language Therapy
Goals by Age: [16]
| Age | Therapy Focus |
|---|---|
| 0-12 months | Babbling stimulation; parent coaching; early vocabulary |
| 12-24 months | First words; phoneme development; auditory skills |
| 2-4 years | Articulation therapy; oral pressure consonants; nasal emission reduction |
| 4-7 years | Phonological processes; connected speech; school readiness |
| 7+ years | Residual articulation errors; literacy support |
VPI-Specific Therapy:
- Therapy can address compensatory articulation (glottal stops, pharyngeal fricatives)
- Therapy cannot correct structural VPI (requires surgery)
Home Exercises (Age 18 months - 4 years):
| Exercise | Description | Target |
|---|---|---|
| Bubble Blowing | Blow bubbles with wand; steady airstream | Oral airflow direction |
| Straw Games | Blow cotton balls across table | Oral pressure generation |
| Mirror Fogging | Say "pa-pa-pa"; check mirror under nose doesn't fog | Nasal emission awareness |
| Sound Games | Emphasise "p" |
- "b"
- "t"
- "d" sounds in play | Oral pressure consonants |
ENT and Audiological Management
Otitis Media with Effusion (OME)
Prevalence: 90-100% of cleft palate children develop OME due to Eustachian tube dysfunction. [7]
Mechanism:
- Tensor veli palatini muscle dysfunction
- Abnormal muscle insertion into soft palate
- Inability to actively open Eustachian tube
Management Algorithm:
| Hearing Loss | Duration | Management |
|---|---|---|
| less than 25 dB | Any | Watch and wait; audiological surveillance |
| 25-40 dB | less than 3 months | Observation; optimise hearing environment |
| 25-40 dB | > 3 months | Grommets (ventilation tubes) |
| > 40 dB | Any | Grommets; consider hearing aids if tubes fail |
Grommet Insertion:
- Often performed at time of lip or palate repair
- May require multiple insertions (extrude after 9-12 months)
- Hearing aids for persistent loss unresponsive to grommets
Long-term Outlook:
- Eustachian tube function typically improves with age
- Most children cease requiring intervention by adolescence
Orthodontic Management
Staged Approach:
| Phase | Age | Intervention |
|---|---|---|
| Presurgical | 0-3 months | NAM (if indicated); feeding plate |
| Primary Dentition | 3-6 years | Monitoring; dental hygiene education |
| Mixed Dentition | 6-11 years | Pre-ABG expansion; arch alignment |
| ABG Phase | 8-11 years | Expand maxilla; bone graft |
| Permanent Dentition | 12-16 years | Fixed appliances; definitive alignment |
| Surgical Phase | 16-21 years | Pre-surgical orthodontics; post-surgical finishing |
Common Dental Anomalies:
- Missing lateral incisor (in alveolar cleft)
- Supernumerary teeth
- Ectopic canine eruption
- Enamel hypoplasia
- Class III malocclusion (maxillary hypoplasia)
Orthognathic Surgery
Indication: Significant maxillary hypoplasia causing Class III skeletal relationship not correctable by orthodontics alone.
Timing: After skeletal maturity (16-18 years females; 18-21 years males)
Procedure:
- Le Fort I osteotomy with advancement
- Often combined with mandibular setback (BSSO)
- Genioplasty if indicated
- Distraction osteogenesis for severe cases
Outcomes:
- Improved occlusion and facial aesthetics
- Stability concerns (relapse rates higher in cleft patients)
- May improve VP function or cause VPI
8. Complications
Feeding Complications
| Complication | Incidence | Management |
|---|---|---|
| Failure to thrive | 20-30% | Specialist feeding support; NG supplementation |
| Aspiration | 5-10% | Modified feeding; thickened feeds; positioning |
| Nasal regurgitation | Universal with CP | Expected; manage with positioning |
Hearing Complications
| Complication | Incidence | Management |
|---|---|---|
| OME | 90-100% of CP | Grommets; hearing aids |
| Conductive hearing loss | 50-90% | Grommets; hearing aids |
| Cholesteatoma | 2-5% | Surgical excision |
| Tympanic membrane perforation | Post-grommets | Observation; myringoplasty if persistent |
Speech Complications
Velopharyngeal Insufficiency (VPI)
Incidence: 20-30% post-palatoplasty require secondary surgery. [19]
Types of Speech Errors:
| Error Type | Description | Cause |
|---|---|---|
| Hypernasality | Excessive nasal resonance on vowels and voiced consonants | VP gap during speech |
| Nasal Emission | Audible air escape from nose on pressure consonants | VP gap |
| Nasal Turbulence | Friction noise from air through nose | Small VP gap |
| Weak Pressure Consonants | Inadequate oral pressure for p/b/t/d/k/g | VP gap; oral-nasal fistula |
| Compensatory Articulation | Glottal stops; pharyngeal fricatives | Learned behaviour due to VPI |
VPI Severity Grading:
| Grade | Description | Management |
|---|---|---|
| Minimal | Occasional nasal emission; intelligible | Speech therapy; observation |
| Mild | Consistent nasal emission; mild hypernasality | Therapy; consider surgery |
| Moderate | Obvious hypernasality; reduced intelligibility | Surgery + therapy |
| Severe | Unintelligible speech; severe hypernasality | Surgery essential |
Surgical Complications
| Complication | Incidence | Management |
|---|---|---|
| Oronasal fistula | 5-35% | Observation if small; surgical closure if symptomatic |
| Wound dehiscence | 3-5% | Secondary closure |
| Bleeding | less than 2% | Pressure; cautery; return to theatre if severe |
| Infection | less than 3% | Antibiotics; wound care |
| Airway obstruction (pharyngoplasty) | 5-10% | Observation; nasal airway; CPAP; revision |
Dental and Skeletal Complications
| Complication | Incidence | Management |
|---|---|---|
| Maxillary hypoplasia | 25-50% | Orthodontics; Le Fort I osteotomy |
| Class III malocclusion | 30-60% | Orthodontics; orthognathic surgery |
| Missing teeth | 30-50% | Prosthetic replacement; implants |
| Crossbite | 50-80% | Expansion; orthodontics |
| ABG failure | 5-10% | Re-grafting |
Psychosocial Complications
| Issue | Prevalence | Intervention |
|---|---|---|
| Bullying | 30-50% | School liaison; psychology |
| Self-esteem difficulties | 25-40% | Psychology support; peer groups |
| Anxiety/depression | 20-30% (increased vs population) | Mental health support |
| Parental stress/grief | High at diagnosis | Cleft nurse; parent support groups |
| Body image concerns | Adolescence | Psychology; consider timing of revision surgery |
9. Prognosis and Outcomes
Cosmetic Outcomes
Modern surgical techniques produce excellent aesthetic results: [18]
- Lip scar typically fades to fine line along philtral ridge
- Nasal symmetry improved but rarely perfect
- Secondary revision may be desired/needed in 15-30%
- Bilateral clefts more challenging for symmetry
Functional Outcomes
Speech:
- 70-80% achieve normal speech after primary repair. [19]
- 20-30% require secondary surgery or intensive therapy
- Compensatory articulation may persist even after VP correction
Hearing:
- Eustachian tube function improves with age
- Most have normal hearing by adolescence with appropriate intervention
- 5-10% have persistent hearing difficulties
Dental:
- Multiple orthodontic interventions typical
- Implants or prosthetics for missing teeth
- 25-50% require orthognathic surgery
Long-term Quality of Life
Studies demonstrate: [20]
- Adults with repaired cleft have good overall quality of life
- Some persistent concerns about appearance and speech
- Employment and relationship outcomes similar to general population
- Psychological support during childhood improves adult outcomes
10. Prevention and Screening
Primary Prevention
Evidence-Based Interventions:
| Intervention | Effect | Evidence Level |
|---|---|---|
| Folic acid 400μg/day periconceptionally | 25-50% reduction in CL±P | Level I [11] |
| Smoking cessation | Reduces risk 30-50% | Level II |
| Alcohol avoidance | Unknown magnitude; recommended | Level III |
| Anticonvulsant optimisation | Reduce if possible; avoid valproate | Level II |
| Glycaemic control (diabetics) | Reduce risk | Level II |
Antenatal Screening
Routine Ultrasound:
- 18-22 week anomaly scan includes facial views
- Cleft lip detection: 75-93% sensitivity
- Cleft palate detection: Poor (less than 25%)
High-Risk Screening:
- Previous affected child: Detailed ultrasound + counselling
- Positive family history: Genetic counselling; detailed scanning
- Teratogen exposure: Risk assessment; detailed scanning
11. Psychosocial Considerations
Parental Impact
At Diagnosis:
- Grief reaction common ("loss of expected perfect baby")
- Guilt and self-blame (unfounded in most cases)
- Information overload; difficulty processing
- Immediate support from cleft nurse essential
First Year:
- Feeding stress and bonding challenges
- Surgical anxiety
- Sleep deprivation
- Impact on siblings and relationships
Ongoing:
- Multiple appointments; time off work
- Navigating school and social situations
- Advocacy role
- Financial burden
Child Development
Infancy:
- Feeding challenges may affect bonding (can be overcome with support)
- Hearing loss may impact early language if untreated
- Hospital experiences may cause separation anxiety
Pre-school:
- Speech differences may cause frustration
- Beginning awareness of visible difference
- Preparation for school important
School Age:
- Bullying and teasing common (30-50%)
- Academic impact if hearing loss unaddressed
- Absences for appointments may affect learning
- Self-esteem vulnerable
Adolescence:
- Appearance highly important; concerns intensify
- Dating and relationships
- Treatment fatigue; may refuse interventions
- Identity formation; "cleft identity" integration
Psychological Support Services
Embedded in MDT:
- Initial assessment and parental support
- Regular psychological screening (ages 5, 10, 16)
- Targeted intervention for identified difficulties
- Transition support to adult services
Interventions:
- Cognitive behavioural therapy for anxiety/depression
- Social skills training
- Assertiveness training (managing comments/questions)
- Family therapy if needed
- Peer support groups
12. Clinical FAQs
Q: Did the mother cause this by something she did or ate? A: In the vast majority of cases, no specific cause is identified. Clefts result from complex gene-environment interactions largely beyond parental control. Parents should not blame themselves.
Q: Can babies with cleft palate breastfeed? A: Cleft lip only: Often successful as breast tissue fills the gap. Cleft palate: Usually not possible due to inability to create suction. Expressed breast milk via specialist bottle is an excellent alternative.
Q: Will my child have normal speech? A: 70-80% of children achieve normal speech after repair with appropriate therapy. The remaining 20-30% may need additional surgery or intensive therapy but most achieve intelligible speech.
Q: Will the scar be visible? A: Modern techniques place scars in natural lip contours (philtral column). Initially pink, scars fade over 1-2 years to a fine pale line. Revision is available if desired.
Q: Is this hereditary? Will future children be affected? A: Recurrence risk depends on family history. With one affected child and no affected parents, risk is approximately 4%. Genetic counselling provides personalised risk assessment.
Q: When can my child eat normally after surgery? A: After palate repair, soft diet for 4-6 weeks; avoid hard or crunchy foods that could traumatise the repair. Specialist bottle feeding resumes 1-2 days post-op (no breast or ordinary bottle for 4-6 weeks).
13. Exam-Focused Content
Common Exam Questions
- "What is the embryological basis of cleft lip versus cleft palate?"
- "How would you manage a neonate with Pierre Robin Sequence and airway obstruction?"
- "Describe the surgical management timeline for a child with unilateral cleft lip and palate."
- "What are the causes and management of velopharyngeal insufficiency?"
- "Why do children with cleft palate develop otitis media with effusion?"
- "What is the role of alveolar bone grafting and when should it be performed?"
- "Describe the multidisciplinary team involved in cleft care."
Viva Points
Viva Point: Opening Statement: "Cleft lip and palate is the most common congenital craniofacial anomaly, affecting approximately 1 in 700 live births. It results from failure of fusion of facial prominences during embryogenesis, with lip fusion completing by week 6 and palate fusion by week 12. The condition has significant functional implications for feeding, hearing, speech, and dental development, requiring longitudinal multidisciplinary management from birth to adulthood."
Key Facts to Mention:
- Epidemiology: 1:700; left > right > bilateral; male predominance for CL±P; female for CP
- Syndrome risk: 50% for isolated CP; 15% for CL±P
- Surgical timing: Lip at 3 months; Palate at 9-12 months; ABG at 8-11 years
- VPI rate: 20-30% post-repair
- OME: Universal in cleft palate; Eustachian tube dysfunction mechanism
Common Mistakes
❌ Mistakes that lose marks:
- Forgetting to examine for syndromic features
- Missing submucous cleft (always inspect and palpate palate)
- Not mentioning Pierre Robin as airway emergency
- Failing to discuss hearing surveillance for all cleft palate
- Confusing timing of lip vs palate repair
- Not knowing Eustachian tube dysfunction mechanism
- Describing therapy as treatment for structural VPI
Model Answers
Q: A newborn is diagnosed with bilateral cleft lip and palate. Outline your management approach.
A: "I would approach this systematically with immediate, short-term, and long-term considerations.
Immediately, I would ensure the airway is secure (particularly if Pierre Robin features are present), perform a feeding assessment with the cleft nurse specialist, and screen for syndromic features including cardiac examination, ear inspection, and general dysmorphology assessment.
In the first week, the baby should be registered with the regional cleft team, feeding established with specialist bottles such as the Haberman feeder, hearing screened, and genetic testing arranged if indicated by syndromic features.
The surgical timeline would be: presurgical nasoalveolar moulding if appropriate for the wide bilateral cleft, primary lip repair at around 3-6 months following the 'rule of 10s', grommets if OME is causing hearing loss, and palate repair at 9-12 months before speech development accelerates.
Ongoing MDT care includes speech therapy commencing at 18 months, regular audiology, orthodontic assessment from mixed dentition, alveolar bone grafting at 8-11 years, and psychological support throughout.
I would ensure parents understand this is a 20-year journey requiring coordinated multidisciplinary care, with excellent expected outcomes for most children."
14. Key Guidelines
National and International Guidelines
| Guideline | Organisation | Key Recommendations |
|---|---|---|
| Clinical Standards Advisory Group (CSAG) | UK DoH 1998 | Centralisation of cleft services; hub-and-spoke model |
| Cleft Care UK | NHS England 2019 | Standardised care pathways; quality indicators |
| ACPA Parameters of Care | American Cleft Palate Association | Interdisciplinary team standards; timing recommendations |
| WHO Global Strategies | WHO | Prevention; service provision in low-resource settings |
Centralisation Evidence
The 1998 CSAG Report demonstrated that centralised high-volume cleft centres produce superior outcomes compared to dispersed low-volume services: [17]
- Improved surgical outcomes
- Better speech outcomes
- Reduced revision rates
- More comprehensive MDT care
15. References
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Mossey PA, Modell B. Epidemiology of oral clefts 2012: an international perspective. Front Oral Biol. 2012;16:1-18. doi:10.1159/000337464
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Reid J. A review of feeding interventions for infants with cleft palate. Cleft Palate Craniofac J. 2004;41(3):268-278. doi:10.1597/02-148.1
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Tanaka SA, Mahabir RC, Jupiter DC, Menezes JM. Updating the epidemiology of cleft lip with or without cleft palate. Plast Reconstr Surg. 2012;129(3):511e-518e. doi:10.1097/PRS.0b013e3182402dd1
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Leslie EJ, Marazita ML. Genetics of cleft lip and cleft palate. Am J Med Genet C Semin Med Genet. 2013;163C(4):246-258. doi:10.1002/ajmg.c.31381
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Reiter R, Brosch S, Wefel H, Schlömer G, Haase S. The submucous cleft palate: diagnosis and therapy. Int J Pediatr Otorhinolaryngol. 2011;75(1):85-88. doi:10.1016/j.ijporl.2010.10.015
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Evans KN, Sie KC, Hopper RA, Glass RP, Hing AV, Cunningham ML. Robin sequence: from diagnosis to development of an effective management plan. Pediatrics. 2011;127(5):936-948. doi:10.1542/peds.2010-2615
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Flynn T, Möller C, Jönsson R, Lohmander A. The high prevalence of otitis media with effusion in children with cleft lip and palate as compared to children without clefts. Int J Pediatr Otorhinolaryngol. 2009;73(10):1441-1446. doi:10.1016/j.ijporl.2009.07.015
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Marazita ML. The evolution of human genetic studies of cleft lip and cleft palate. Annu Rev Genomics Hum Genet. 2012;13:263-283. doi:10.1146/annurev-genom-090711-163729
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Sivertsen Å, Wilcox AJ, Skjærven R, et al. Familial risk of oral clefts by morphological type and severity: population based cohort study of first degree relatives. BMJ. 2008;336(7641):432-434. doi:10.1136/bmj.39458.563611.AE
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Little J, Cardy A, Munger RG. Tobacco smoking and oral clefts: a meta-analysis. Bull World Health Organ. 2004;82(3):213-218. doi:10.1590/S0042-96862004000300011
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Wehby GL, Murray JC. Folic acid and orofacial clefts: a review of the evidence. Oral Dis. 2010;16(1):11-19. doi:10.1111/j.1601-0825.2009.01587.x
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Dixon MJ, Marazita ML, Beaty TH, Murray JC. Cleft lip and palate: understanding genetic and environmental influences. Nat Rev Genet. 2011;12(3):167-178. doi:10.1038/nrg2933
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Jugessur A, Farlie PG, Kilpatrick N. The genetics of isolated orofacial clefts: from genotypes to subphenotypes. Oral Dis. 2009;15(7):437-453. doi:10.1111/j.1601-0825.2009.01577.x
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Kernahan DA. The striped Y--a symbolic classification for cleft lip and palate. Plast Reconstr Surg. 1971;47(5):469-470. doi:10.1097/00006534-197105000-00010
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Maarse W, Bergé SJ, Pistorius L, et al. Diagnostic accuracy of transabdominal ultrasound in detecting prenatal cleft lip and palate: a systematic review. Ultrasound Obstet Gynecol. 2010;35(4):495-502. doi:10.1002/uog.7527
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Sell D, Harding A, Grunwell P. A screening assessment of cleft palate speech (GOS.SP.ASS). Eur J Disord Commun. 1994;29(1):1-15. doi:10.3109/13682829409041479
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Sandy J, Williams A, Bearn D, Mildinhall S, Murphy T, Sell D, et al. Cleft lip and palate care in the United Kingdom--the Clinical Standards Advisory Group (CSAG) Study. Part 1: background and methodology. Cleft Palate Craniofac J. 2001;38(1):20-23. doi:10.1597/1545-1569_2001_038_0020_clapci_2.0.co_2
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Fisher DM, Sommerlad BC. Cleft lip, cleft palate, and velopharyngeal insufficiency. Plast Reconstr Surg. 2011;128(4):342e-360e. doi:10.1097/PRS.0b013e3182268fab
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Marrinan EM, LaBrie RA, Mulliken JB. Velopharyngeal function in nonsyndromic cleft palate: relevance of surgical technique, age at repair, and cleft type. Cleft Palate Craniofac J. 1998;35(2):95-100. doi:10.1597/1545-1569_1998_035_0095_vfincp_2.3.co_2
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Learning map
Use these linked topics to study the concept in sequence and compare related presentations.
Prerequisites
Start here if you need the foundation before this topic.
- Craniofacial Embryology
- Neural Crest Cell Migration
Differentials
Competing diagnoses and look-alikes to compare.
- Pierre Robin Sequence
- Van der Woude Syndrome
Consequences
Complications and downstream problems to keep in mind.
- Velopharyngeal Insufficiency
- Otitis Media with Effusion
- Speech and Language Delay