Alpha-1 Antitrypsin Deficiency
Summary
Alpha-1 Antitrypsin Deficiency (AATD) is an autosomal codominant genetic disorder caused by mutations in the SERPINA1 gene, leading to reduced or dysfunctional alpha-1 antitrypsin (AAT) protein. AAT is a protease inhibitor that protects lung tissue from neutrophil elastase. Deficiency leads to early-onset emphysema, particularly in smokers. The abnormal protein also accumulates in hepatocytes, causing liver disease ranging from neonatal cholestasis to adult cirrhosis. AATD is underdiagnosed — all patients with COPD should be tested at least once. Management includes smoking cessation, standard COPD treatment, and augmentation therapy for selected patients.
Key Facts
- Prevalence: 1 in 2000-5000 Europeans; most common in Northern Europe
- Genetics: Autosomal codominant; PiZZ genotype is most severe
- Lung disease: Panacinar basilar emphysema; accelerated by smoking
- Liver disease: 15% of homozygotes develop cirrhosis
- Key management: Smoking cessation is CRITICAL; augmentation therapy in selected patients
- Screening: Test ALL COPD patients at least once
Clinical Pearls
Think Young and Basal: Classic AATD emphysema presents in patients under 45, affects the lung bases rather than apices, and may occur in non-smokers or light smokers. If the pattern doesn't fit typical smoking-related COPD, test for AATD.
The Liver Connection: AAT accumulates as PAS-positive globules in hepatocytes. Liver disease may present in infancy (neonatal cholestasis) or adulthood (cirrhosis), and can occur independently of lung disease.
One-Time Test, Lifetime Diagnosis: AATD is genetic — a single test provides a lifelong diagnosis. WHO, ATS, and ERS recommend testing ALL COPD patients at least once.
Why This Matters Clinically
AATD is the most common genetic cause of COPD and liver disease in adults. Early diagnosis allows smoking prevention/cessation (which dramatically changes prognosis), family screening, and consideration of augmentation therapy. Despite guidelines, testing rates remain low and most patients are diagnosed late.
Incidence & Prevalence
- Prevalence: 1 in 2000-5000 (Northern European descent)
- Carrier frequency (PiMZ): 2-3% in Caucasians
- Underdiagnosis: Greater than 90% of AATD patients remain undiagnosed
- Mean delay to diagnosis: 5-8 years from first symptoms
- Trend: Increasing diagnosis rates with awareness
Demographics
| Factor | Details |
|---|---|
| Age at diagnosis | 30-50 years (lung disease); any age (liver disease) |
| Sex | Equal inheritance; males may present earlier (smoking) |
| Ethnicity | Highest in Northern Europeans, Scandinavians |
| Geography | Scandinavian countries, UK, Northern Europe highest |
Risk Factors for Accelerated Lung Disease
| Factor | Impact |
|---|---|
| Smoking | Accelerates FEV1 decline by 3-5x |
| Occupational exposures (dust, fumes) | Increases risk |
| Respiratory infections | Accelerate decline |
| Asthma coexistence | Worse outcomes |
Mechanism
Normal Physiology:
- Alpha-1 antitrypsin synthesised in liver
- Released into blood, diffuses into lungs
- Inhibits neutrophil elastase (protects lung parenchyma)
- Elastase-antielastase balance maintained
Step 1: Genetic Mutation
- SERPINA1 gene mutation (chromosome 14)
- Normal allele: M (PiMM = normal)
- Deficiency alleles: Z (Glu342Lys), S (Glu264Val), Null
- PiZZ = severe deficiency (10-15% normal AAT levels)
Step 2: Protein Misfolding (Z allele)
- Mutant AAT protein misfolds in hepatocyte ER
- Polymerises and accumulates (cannot be secreted)
- Retained protein causes hepatocyte damage → cirrhosis
- Insufficient AAT reaches the lungs
Step 3: Lung Damage
- Unopposed neutrophil elastase activity
- Destruction of alveolar walls
- Panacinar emphysema (lower lobe predominant)
- Accelerated by smoking (oxidative stress, increased neutrophils)
Step 4: Clinical Disease
- Progressive dyspnoea, airflow obstruction
- Basilar bullous emphysema
- Liver fibrosis and cirrhosis in some patients
Classification
Genotypes and Phenotypes:
| Genotype | AAT Level | Clinical Features |
|---|---|---|
| PiMM | 100% (normal) | No disease |
| PiMZ | 50-60% | Mild risk increase if smoking |
| PiSS | 50-60% | Usually no lung disease |
| PiSZ | 30-40% | Moderate risk (especially smokers) |
| PiZZ | 10-15% | Severe emphysema + liver risk |
| Null/Null | 0% | Severe emphysema; no liver disease (no accumulation) |
Symptoms
Pulmonary (90% of symptomatic patients):
Hepatic (10-15% of PiZZ adults):
Rare Associations:
Signs
Red Flags
[!CAUTION] Red Flags — Consider AATD and test if:
- COPD/emphysema before age 45
- COPD in non-smoker or light smoker
- Basilar predominant emphysema on HRCT
- Unexplained liver disease or cirrhosis
- Family history of emphysema or liver disease
- Bronchiectasis with airflow obstruction
- Panniculitis
Structured Approach
General:
- Body habitus (weight loss, muscle wasting)
- Pursed lip breathing
- Use of accessory muscles
Respiratory:
- Chest shape (hyperinflation, barrel chest)
- Expansion (reduced)
- Percussion (hyper-resonant)
- Auscultation (reduced breath sounds basally, wheeze)
Abdominal:
- Hepatomegaly
- Splenomegaly (portal hypertension)
- Ascites
Skin:
- Panniculitis (rare) — tender subcutaneous nodules
Special Tests
| Test | Technique | Positive Finding | Purpose |
|---|---|---|---|
| Spirometry | Pre/post bronchodilator | Obstructive pattern (FEV1/FVC < 0.7) | Assess lung function |
| Chest percussion | Lower zones | Hyper-resonance | Emphysema detection |
| Liver palpation | Right upper quadrant | Hepatomegaly | Assess liver involvement |
First-Line (Screening)
- Serum AAT level — Low level (less than 1.1 g/L or 11 μM) suggests deficiency
- If low → Genotyping — Confirm allele status (PiZZ, PiMZ, etc.)
Laboratory Tests
| Test | Expected Finding | Purpose |
|---|---|---|
| Serum AAT | Low (< 1.1 g/L) in severe deficiency | Screening test |
| AAT phenotype/genotype | PiZZ, PiSZ, etc. | Definitive diagnosis |
| LFTs | May be elevated (liver involvement) | Assess liver |
| FBC | Polycythaemia (hypoxia) | Chronic disease |
| ABG | Type 2 respiratory failure (late) | Assess severity |
Pulmonary Function Tests
| Test | Expected Finding |
|---|---|
| Spirometry | FEV1/FVC less than 0.7; reduced FEV1 |
| Lung volumes | Increased TLC, RV (hyperinflation) |
| DLCO | Reduced (emphysema) |
| Reversibility | Variable; some have significant bronchodilator response |
Imaging
| Modality | Findings | Indication |
|---|---|---|
| CXR | Hyperinflation, basilar lucency | Initial assessment |
| HRCT chest | Panacinar basilar emphysema, bullae | Confirm pattern, assess severity |
| Liver ultrasound | Cirrhosis, splenomegaly, portal HTN | If liver disease suspected |
| FibroScan | Elevated liver stiffness | Non-invasive fibrosis assessment |
Management Algorithm
SUSPECTED AATD (Young/Basal Emphysema)
↓
┌─────────────────────────────────────────┐
│ SERUM AAT LEVEL │
├─────────────────────────────────────────┤
│ NORMAL → AATD unlikely │
│ LOW → Proceed to genotyping │
└─────────────────────────────────────────┘
↓
┌─────────────────────────────────────────┐
│ GENOTYPING │
├─────────────────────────────────────────┤
│ PiMM → Normal │
│ PiMZ → Counselling, lifestyle │
│ PiZZ/PiSZ → Full management pathway │
└─────────────────────────────────────────┘
↓
┌─────────────────────────────────────────┐
│ CORE MANAGEMENT │
├─────────────────────────────────────────┤
│ 1. SMOKING CESSATION (Critical) │
│ 2. Standard COPD therapy │
│ 3. Pulmonary rehabilitation │
│ 4. Vaccinations (influenza, pneumo) │
│ 5. Consider augmentation therapy │
└─────────────────────────────────────────┘
↓
┌─────────────────────────────────────────┐
│ AUGMENTATION THERAPY │
│ Consider if: PiZZ, COPD, FEV1 35-65% │
│ Weekly IV AAT infusions │
└─────────────────────────────────────────┘
↓
┌─────────────────────────────────────────┐
│ LIVER SURVEILLANCE │
│ LFTs annually; ultrasound if abnormal │
│ Liver transplant for end-stage │
└─────────────────────────────────────────┘
Conservative Management
- Smoking cessation: CRITICAL — single most important intervention
- Avoid occupational exposures: Dust, fumes, chemicals
- Vaccinations: Annual influenza, pneumococcal, COVID-19
- Pulmonary rehabilitation: Improves exercise tolerance and quality of life
- Nutrition: Optimise weight and muscle mass
Medical Management
Standard COPD Treatment:
| Drug Class | Drug | Dose | Duration |
|---|---|---|---|
| LAMA | Tiotropium | 18mcg inhaled OD | Long-term |
| LABA | Salmeterol, Formoterol | BD inhaled | Long-term |
| ICS | Fluticasone, Budesonide | If frequent exacerbations | Long-term |
| SABA | Salbutamol | 100-200mcg PRN | As needed |
Augmentation Therapy:
| Drug | Indication | Dose | Notes |
|---|---|---|---|
| IV AAT (Prolastin-C, Respreeza) | PiZZ with COPD + FEV1 35-65% | 60mg/kg weekly IV | Slows FEV1 decline (RAPID trial) |
Augmentation Eligibility Criteria:
- Severe AATD (PiZZ or equivalent)
- Evidence of COPD (FEV1 between 35-65% predicted)
- Non-smoker / ex-smoker
- Optimal COPD therapy already in place
Surgical Management
Lung Surgery:
- Lung transplantation: For severe disease (FEV1 less than 25%)
- Lung volume reduction surgery: Selected patients with upper lobe bullae (less typical in AATD)
Liver Surgery:
- Liver transplantation: For end-stage liver disease (curative for liver disease; cures deficiency as liver is source of AAT)
Disposition
- Refer: All confirmed AATD patients to specialist centre
- Family screening: Offer to first-degree relatives
- Follow-up: Annual spirometry, LFTs; CT every 2-3 years
Lung Complications
| Complication | Incidence | Presentation | Management |
|---|---|---|---|
| Progressive COPD | 90%+ | Worsening dyspnoea, FEV1 decline | Optimise therapy |
| Exacerbations | Variable | Increased cough, sputum, dyspnoea | Antibiotics, steroids |
| Respiratory failure | Late | Type 2 failure, hypoxia | LTOT, NIV |
| Pneumothorax | 5-10% | Sudden dyspnoea, pleuritic pain | Chest drain |
Liver Complications
- Cirrhosis (15% of PiZZ adults)
- Portal hypertension
- Hepatocellular carcinoma (2-3% of those with cirrhosis)
Other Complications
- Panniculitis (painful nodules on trunk/limbs)
- Vasculitis (rare)
Natural History
- Variable expression even within same genotype
- Smokers with PiZZ: Mean age at death 50-55 years
- Non-smokers with PiZZ: Near-normal life expectancy
- Rate of FEV1 decline: 40-80 ml/year without treatment
Outcomes with Treatment
| Variable | Outcome |
|---|---|
| Smoking cessation | Reduces FEV1 decline to near-normal |
| Augmentation therapy | 15-25% reduction in FEV1 decline (RAPID trial) |
| Lung transplant | 5-year survival 50-60% |
| Liver transplant | Curative; 5-year survival 85% |
Prognostic Factors
Good Prognosis:
- Never smoked
- Diagnosed early
- Genotype other than PiZZ (e.g., PiMZ, PiSZ)
- Good baseline FEV1 at diagnosis
- Adherence to augmentation therapy
Poor Prognosis:
- PiZZ genotype
- Continued smoking
- Low FEV1 at diagnosis
- Frequent exacerbations
- Liver cirrhosis
Key Guidelines
- ATS/ERS Statement: AATD (2003) — American Thoracic Society/European Respiratory Society. Am J Respir Crit Care Med 2003
- Alpha-1 Foundation Clinical Practice Guidelines (2016) — Comprehensive AATD management.
- NICE CG101 — COPD guidelines (includes AATD testing recommendation).
Landmark Trials
RAPID Trial (2015) — Augmentation therapy efficacy
- 180 patients with PiZZ AATD
- Key finding: Augmentation reduced lung density decline on CT by 34%
- Clinical Impact: Supports augmentation therapy for eligible patients
EXACTLE Trial (2009) — Augmentation and lung function
- 77 patients
- Key finding: Trend toward reduced FEV1 decline with augmentation
- Clinical Impact: Contributed to augmentation evidence base
Evidence Strength
| Intervention | Level | Key Evidence |
|---|---|---|
| Smoking cessation | 1a | Observational studies, overwhelming data |
| Augmentation therapy | 1b | RAPID Trial |
| COPD pharmacotherapy | 1a | Extrapolated from COPD trials |
| Lung transplantation | 2a | Registry data |
What is Alpha-1 Antitrypsin Deficiency?
Alpha-1 antitrypsin deficiency (AATD) is an inherited condition where your body does not produce enough of a protective protein called alpha-1 antitrypsin (AAT). This protein normally protects your lungs from damage. Without enough of it, your lungs can be damaged more easily, leading to a type of lung disease called emphysema.
Why does it matter?
If you have AATD and smoke, you are at very high risk of developing emphysema at a young age. Even non-smokers with AATD can develop lung problems, though usually later in life. Some people with AATD also develop liver problems because the abnormal protein can build up in the liver.
How is it treated?
- Stop smoking: This is by far the most important thing. Smoking with AATD can take decades off your life; not smoking can give you near-normal life expectancy.
- Inhalers and lung treatments: Standard COPD treatments help manage symptoms.
- Pulmonary rehabilitation: Exercise programmes help you stay as active as possible.
- Augmentation therapy: For some patients, weekly infusions of the missing AAT protein can slow lung damage.
- Transplantation: For severe lung or liver disease, transplantation may be an option.
What to expect
- AATD is lifelong, but outcomes depend heavily on whether you smoke
- With the right treatment and lifestyle, many people live full lives
- Family members should be tested because AATD is inherited
When to seek help
See your doctor if you:
- Are short of breath, especially with mild activity
- Have COPD and have never been tested for AATD
- Have a family history of emphysema or liver disease
- Develop worsening cough, increased sputum, or chest infections
Primary Guidelines
- American Thoracic Society/European Respiratory Society. American Thoracic Society/European Respiratory Society statement: standards for the diagnosis and management of individuals with alpha-1 antitrypsin deficiency. Am J Respir Crit Care Med. 2003;168(7):818-900. PMID: 14522813
Key Trials
- Chapman KR, et al. Intravenous augmentation treatment and lung density in severe α1 antitrypsin deficiency (RAPID): a randomised, double-blind, placebo-controlled trial. Lancet. 2015;386(9991):360-8. PMID: 26026936
- Dirksen A, et al. Exploring the role of CT densitometry: a randomised study of augmentation therapy in alpha1-antitrypsin deficiency (EXACTLE). Eur Respir J. 2009;33(6):1345-53. PMID: 19196813
- Stoller JK, Aboussouan LS. A review of α1-antitrypsin deficiency. Am J Respir Crit Care Med. 2012;185(3):246-59. PMID: 21960536
Further Resources
- Alpha-1 Foundation: alpha1.org
- Alpha-1 UK Support Group: alpha1.org.uk
- British Lung Foundation: blf.org.uk
Last Reviewed: 2025-12-24 | MedVellum Editorial Team
Medical Disclaimer: MedVellum content is for educational purposes and clinical reference. Clinical decisions should account for individual patient circumstances. Always consult appropriate specialists.